Page 214 - Communication and the Evolution of Society
P. 214

Igt                        Legitimation  Problems  in  the  Modern  State

         periphery  territorially  not  precisely  determined—only  through
         incorporation,  tributary  subjugation,  and  association.  The  identity
         of  such  empires  had  to  be  anchored  internally  in  the  consciousness
         of  only  a  small  elite;  it  could  coexist  with  other  loosely  integrated,
         prestate  identities  of  archaic  origin.  The  emergence  of  nations
         shows  how  this  kind  of  collective  identity  was  transformed  under
         the  pressure  of  the  modern  state  structure.  The  nation  is  a  (not
         yet  adequately  analyzed)  structure  of  consciousness  that  satisfies
         at  least  two  imperatives.  First,  it  makes  the  formally  egalitarian
         structures  of  bourgeois  civil  law  (and  later  of  political  democ-
         racy)  in  internal  relations  subjectively  compatible  with  the  par-
         ticularistic  structures  of  self-assertion  of  sovereign  states  in  ex-
         ternal  relations.  Second,  it  makes  possible  a  high  degree  of  social
         mobilization  of  the  population  (for  all  share  in  the  national
         consciousness ). The  French  Revolution  provides  a  model  case  for
         this;  the  nation  emerged  along  with  the  bourgeois  constitutional
         state  and  universal  conscription.
           I  have  recalled  the  structures  of  state  and  nation  building  be-
         cause  they  can  help  decode  the  legitimation  themes  that  accom-
         panied  the  formation  of  the  bourgeois  state.  If  for  the  sake  of
         simplicity  we  restrict  ourselves  to  controversies  concerning  the
         theory  of  the  state,  we  can  (very  roughly)  distinguish  five  com-
         plexes.*°  These  thematic  strata  run  through  several  centuries.  The
         first  two  reflect  the  constitution  of  the  new  level  of  justification,
         the  other  three  the  structures  of  the  modern  state  and  the  nation.

           a.  Secularization.  With  the  functional  specification  of  the  tasks  of
         public  administration  and  government,  there  developed  a  concept  of
         the  political  that  called  for  politically  immanent  justification.  Detach-
         ing  the  legitimation  of  state  power  from  religious  traditions  thus  be-
         came  a  controversy  of  the  first  order.  So  far  as  I  can  see,  Marsilius  of
         Padua  (drawing  on  Aristotle  in  his  Defensor  Pacis  of  1324)  was  one
         of  the  first,  if  not  the  first,  to  criticize  the  theory  of  translatio  imperiz
         and  thereby  all  theological  justification!  This  controversy  extended
         into  the  nineteenth  century,  when  conservative  theoreticians  such  as
         De  Bonald  and  De  Maistre  once  again  sought  to  ground  religiously
         the  traditional  powers  of  church,  monarchy,  and  a  society  of  estates.
           b.  Rational  Law.  The  great  controversy  between  rational  natural
         law  and  classical  natural  law,  the  effects  of  which  also  reached  into
   209   210   211   212   213   214   215   216   217   218   219