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480  16 The Anode/Electrolyte Interface

                    incomplete. Since the early 1980s new systems have been introduced. The most
                    important of these are lithium-ion batteries (which have lithiated carbonaceous
                    anodes) and polymer–electrolyte (PE) batteries. Until 1991 very little was published
                    on the Li/PE interface [3, 4]. The application of the SEI model to Li–PE batteries is
                    addressed in Refs [5] and [6].
                      Film-forming chemical reactions and the chemical composition of the film
                    formed on lithium in nonaqueous aprotic liquid electrolytes are reviewed by
                    Dominey [7]. SEI formation on carbon and graphite anodes in liquid electrolytes
                    has been reviewed by Dahn et al. [8]. In addition to the evolution of new systems,
                    new techniques have recently been adapted to the study of the electrode surface
                    and the chemical and physical properties of the SEI. The most important of these
                    are X-ray photoelectron spectroscopy (XPS), scanning electron microscopy (SEM),
                    X-ray diffraction (XRD), Raman spectroscopy, scanning tunneling microscopy
                    (STM), energy-dispersive X-ray spectroscopy (EDS), Fourier transformation in-
                    frared spectroscopy (FTIR), nuclear magnetic resonance spectroscopy (NMR),
                    electron paramagnetic resonance spectroscopy(EPR), calorimetry, differential scan-
                    ning calorimetry (DSC), thermogravimetric analysis (TGA), use of quartz-crystal
                    microbalance (QCMB), and atomic force microscopy (AFM).
                      It is now well established that in lithium batteries (including lithium-ion batteries)
                    containing either liquid electrolytes or PEs, the anode is always covered by a
                    passivating layer called the SEI. However, the chemical and electrochemical
                    formation reactions and properties of this layer are as yet not well understood. In this
                    section we discuss the electrode surface and SEI characterizations, film formation
                    reactions (chemical and electrochemical), and other phenomena taking place at the
                    lithium or lithium-alloy anode and at the Li x C 6 anode/electrolyte interface in both
                    liquid electrolyte and PE batteries. We focus on the lithium anode, but the theoretical
                    considerations are common to all alkali-metal anodes. We address also the initial
                    electrochemical formation steps of the SEI, the role of the solvated-electron rate
                    constant in the selection of SEI-building materials (precursors), and the correlation
                    between SEI properties and battery quality and performance.

                    16.2
                    SEI Formation, Chemical Composition, and Morphology


                    16.2.1
                    SEI Formation Processes

                    Alkali and alkaline-earth metals have the most negative standard reduction poten-
                    tials; these potentials are (at least in ammonia, amines, and ethers) more negative
                    than that of the solvated-electron electrode. As a result, alkali metals (M) dissolve
                    in these highly purified solvents [9, 10] following reactions (16.1) and (16.2) to give
                    the well-known blue solutions of solvated electrons.
                           0
                          M − e → M M +                                        (16.1)
                                    solv
                           e(M) → e −                                          (16.2)
                                   solv
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