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208  AUTOMATED FINGERPRINT IDENTIFICATION SYSTEMS



                              9.6.2.4 Affirmative Requirements Imposed by the Funding Source
                              Governments may engage in alternative forms of procurement funding. Lease
                              purchasing arrangements are one such funding source that could impose addi-
                              tional requirements. In this instance, if a governmental agency determines that
                              a procurement will be funded through a lease purchase arrangement, the spe-
                              cific requirements must be incorporated into the solicitation. For example,
                              in New York State, lease purchasing is permitted under express circumstances
                              and requires the inclusion of contract language addressing the ownership of
                              customized products. (See http://www.budget.state.ny.us/bprm/bulletins/
                              h-1026.html for more information.) It imposes minimum expenditure require-
                              ments and precludes financing of maintenance and training costs. The vendor
                              must also be obligated to execute such documents as required by the govern-
                              ment under these financing arrangements.


                              9.7 LEGAL CONSIDERATIONS WHEN DEVELOPING
                              THE PUBLIC PROCUREMENT SOLICITATION
                              At this junction, the governmental entity would have completed an analysis of
                              its business needs, identifying the problem it seeks to solve and means for a res-
                              olution. It would have acquired the necessary approvals to obtain an AFIS,
                              including any approvals associated with the funding, and is ready to develop
                              the solicitation document. What follows is a discussion about specific issues to
                              consider when developing the solicitation.
                                 In general, the RFP or solicitation answers the questions of who, what, where,
                              how, and when associated with a public procurement, but not necessarily in
                              that order. Recall that an underlying requirement of public procurement is a
                              fair and open process, and a critical part of providing a fair and open process
                              is that everyone gets the same information in the same manner at the same
                              time. The RFP is the key instrument used to convey all relevant information to
                              vendors. It provides the framework for the vendors’ submissions of proposals
                              and establishes the basis for evaluating proposals. Further, it identifies many of
                              the terms and conditions that will be included in the resulting contract. A well-
                              thought-out and thorough RFP is critical to the successful implementation of
                              an AFIS.
                                 Statutory provisions often govern how the RFP or solicitation is provided to
                              the vendor community. Generally, specific public notification is required of the
                              procurement opportunity. A copy or notice of the RFP may also be sent to the
                              known vendors in the field, advising of the opportunity. For example, in New
                              York State, a law requires notification of procurement opportunities over
                              $15,000 in value in a specific publication, entitled the New York State Contract
                              Reporter. (See New York State Economic Development Law Article 4-C.)
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