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 Encyclopedia of Physical Science and Technology  EN007C-340  July 10, 2001  14:45







              Infrared Spectroscopy                                                                       799

              results if the restoring force is not a linear function of  a fundamental energy level (v 2 = 1) of a completely dif-
              the mass displacement, in which case the potential energy  ferent vibrational mode. This means that, if no pertur-
              will have higher-order terms such as cubic and quartic  bation occurred, an overtone absorption band would have
              terms. Electrical anharmonicity results if the dipole mo-  nearly the same frequency as that of the fundamental band
              ment change is not a linear function of the mass displace-  of a different vibration. If anharmonicity is present, the
              ment. If either mechanical or electrical anharmonicity is  higher-order terms in the potential energy may cause per-
              present, transitions where the quantum number changes  turbations between the fundamental and overtone types
              by 2 or more will no longer be forbidden in the IR spec-  involved, generating new mixed energy levels. The vibra-
              trum. This allows overtones to appear in the spectrum. In  tion types involved should be those that can be coupled by
              a fundamental transition, the quantum number changes by  the anharmonic potential function, which requires them
              1 and the photon causing the transition has the same fre-  to be of the same symmetry type. The perturbation can
              quency as the classical dipole moment oscillation. In an  become significant when the unperturbed energy level dif-
              overtone transition, the quantum number changes by 2 or  ference is small. Combination bands, as well as overtones,
              more. The photon that has the right energy to change the  can be involved in this interaction, which is called Fermi
              quantum number by 2 has a frequency twice that of the  resonance.
              molecular dipole moment oscillation, and in a harmonic-  Consider the case where the unperturbed overtone and
              type vibration there will be no dipole moment component  fundamental nearly coincide. When interaction occurs,
              changing at this frequency. In an anharmonic vibration,  two strong bands appear in the spectrum, above and below
              the dipole moment change is complicated by the anhar-  the expected position of the overtone and the fundamen-
              monicity, and overtones are allowed in the spectrum. The  tal before interaction. Both bands involve the fundamental
              overtone intensity depends on the amount of anharmonic-  and both involve the overtone. The strong intensity of both
              ity. Overtones are usually fairly weak.           bands comes from the fact that the fundamental is involved
                In a harmonic oscillator, the spacing 
E between the  in both bands. The frequency spacing is a function of the
              energy levels for v = 0, 1, 2 ... has a constant value hv.  perturbation (Table II).
              If mechanical anharmonicity is present, the spacing is  If the expected frequencies of the unperturbed overtone
              no longer exactly constant, which means that overtone  and the interacting fundamental are not identical but are
              frequencies will not be exactly 2, 3, or more times the  still close to one another in frequency, interaction will not
              frequency of the fundamental. For example, CHCl 3 has  be as strong as before. Two bands of unequal intensity
              a CH bending fundamental band at 1216 cm −1  and a  will be seen at again somewhat wider spacing than that
                                                         −1
              much weaker CH bending overtone band at 2400 cm .  for the two unperturbed bands. The stronger band will
              A ketone has a carbonyl stretching fundamental band  be nearer the unperturbed fundamental and will involve
              near 1715 cm −1  and a much weaker overtone band near  more of the fundamental vibration. The weaker band will
                     −1
              3410 cm .                                         be nearer the unperturbed overtone and will involve more
                In polyatomic molecules, combination and difference  of the overtone vibration. The weaker band will still in-
              bands are allowed when anharmonicity is present. In a  volve some fundamental vibration, however, which will
              combination-type transition one photon excites two differ-  cause this “overtone” band to be more intense than an
              ent vibrations at the same time to a new excited state where  unperturbed overtone.
              both vibrational modes have nonzero quantum numbers
              (say, v 1 = 1 and v 2 = 1). If both quantum numbers are 1,
              the combination band will appear in the spectrum near the  TABLE II Examples of Fermi Resonance
              frequency sum of the two fundamentals. In a difference-
                                                                            Wave number
              type transition, the molecule that is already vibrating in an      −1
                                                                Molecule      (cm  )            Assignment
              excited state for one vibration (say, v 1 = 1) absorbs a pho-
              ton of the proper energy and changes to an excited state  NaNCO  620        NCO bend
              of a different vibration (say, v 2 = 1). The difference band     1216    a    NCO in-phase stretch plus
              appears at exactly the frequency difference of the two fun-     1305          overtone of NCO bend
              damentals in this case. Combination and difference bands,        2220       NCO out-of-phase stretch
              like overtones, are usually fairly weak.          C 6 H 5 CHO    1392       Aldehyde CH in-plane bend
                                                                               1700       Aldehyde C O stretch
                                                                                    a
                                                                              2740         Aldehyde CH stretch plus

              J. Fermi Resonance
                                                                              2825           overtone of CH bend
              In a polyatomic molecule it may happen that an over-  a  The two bands in parentheses have nearly equal intensities, and both
              tone energy level (v 1 = 2) has nearly the same energy as  involve a fundamental mixed with an overtone of another vibration.
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