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Chapter 10

               Principles of Categorization

               Eleanor Rosch




               The following is a taxonomy of the animal kingdom. It has been attributed to
               an ancient Chinese encyclopedia entitled the Celestial Emporium of Benevolent
               Knowledge:
                    Onthose remote pagesitiswritten that animalsare dividedinto(a) those
                    that belong to the Emperor, (b) embalmed ones, (c) those that are trained,
                    (d)sucklingpigs, (e)mermaids, (f)fabulousones, (g)stray dogs,(h) those
                    that are included in this classification, (i) those that tremble as if they were
                    mad, (j) innumerable ones, (k) those drawn with a very fine camel’s hair
                    brush, (l) others, (m) those that have just broken a flower vase, (n) those
                    that resemble flies from a distance. (Borges 1966, p. 108)
                 Conceptually, the most interesting aspect of this classification system is that
               it does not exist. Certain types of categorizations may appear in the imagina-
               tion of poets, but they are never found in the practical or linguistic classes of
               organisms or of man-made objects used by any of the cultures of the world. For
               some years, I have argued that human categorization should not be considered
               the arbitrary product of historical accident or of whimsy but rather the result of
               psychological principles of categorization, which are subject to investigation.
               This chapter is a summary and discussion of those principles.
                 The chapter is divided into five parts. The first part presents the two general
               principles that are proposed to underlie categorization systems. The second
               part shows the way in which these principles appear to result in a basic and
               primary level of categorization in the levels of abstraction in a taxonomy. It is
               essentially a summary of the research already reported on basic level objects
               (Rosch et al., 1976). Thus the second section may be omitted by the reader
               already sufficiently familiar with that material. The third part relates the prin-
               ciples of categorization to the formation of prototypes in those categories that
               are at the same level of abstraction in a taxonomy. In particular, this section
               attempts to clarify the operational concept of prototypicality and to separate
               that concept from claims concerning the role of prototypes in cognitive pro-
               cessing, representation, and learning for which there is little evidence. The
               fourth part presents two issues that are problematical for the abstract principles
               of categorization stated in the first part: (1) the relation of context to basic level
               objects and prototypes; and (2) assumptions about the nature of the attributes
               of real-world objects that underlie the claim that there is structure in the world.

               From chapter 8 in Concepts: Core Readings, ed. E. Margolis and S. Laurence (Cambridge, MA: MIT
               Press, 1978/1999), 189–206. Reprinted with permission.
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