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5.6 Unitary and Orthogonal Matrices                                                321





                                                           Characterizations

                                       •   The following statements are equivalent to saying that a complex
                                           matrix U n×n is unitary.
                                               U has orthonormal columns.
                                               U has orthonormal rows.
                                               U −1  = U .
                                                       ∗
                                                Ux  =  x  for every x ∈C  n×1 .
                                                    2      2
                                       •   The following statements are equivalent to saying that a real matrix
                                           P n×n is orthogonal.
                                               P has orthonormal columns.
                                               P has orthonormal rows.
                                                       T
                                               P −1  = P .
                                                Px  =  x  for every x ∈   n×1 .
                                                    2     2


                   Example 5.6.1
                                    •  The identity matrix I is an orthogonal matrix.
                                    •  All permutation matrices (products of elementary interchange matrices) are
                                       orthogonal—recall Exercise 3.9.4.
                                    •  The matrix                 √      √       √ 
                                                                 1/ 21/ 3     −1/ 6
                                                                   √      √       √
                                                         P =    −1/ 21/ 3    −1/ 6  
                                                                          √       √
                                                                  0     1/ 3    2/ 6
                                                                              T
                                                                     T
                                       is an orthogonal matrix because P P = PP = I or, equivalently, because
                                       the columns (and rows) constitute an orthonormal set.
                                                           1+i  −1+i
                                                                                                 ∗
                                                                                        ∗
                                    •  The matrix U =  1              is unitary because U U = UU = I or,
                                                       2  1+i   1 − i
                                       equivalently, because the columns (and rows) are an orthonormal set.
                                    •  An orthogonal matrix can be considered to be unitary, but a unitary matrix
                                       is generally not orthogonal.
                                        In general, a linear operator T on a vector space V with the property that
                                                                                                        n
                                     Tx  =  x  for all x ∈V is called an isometry on V. The isometries on
                                                                                          n
                                    are precisely the orthogonal matrices, and the isometries on C  are the unitary
                                    matrices. The term “isometry” has an advantage in that it can be used to treat
                                    the real and complex cases simultaneously, but for clarity we will often revert
                                    back to the more cumbersome “orthogonal” and “unitary” terminology.
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