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206   Safety Risk Management for Medical Devices


                Table 26.1 Definitions of severity based on ISO 14971 table D.3
                Severity class     Definition

                Catastrophic       Death
                Critical           Permanent impairment or life-threatening injury
                Serious            Injury or impairment that requires professional medical intervention
                Minor              Temporary injury or impairment that does not require professional
                                     medical intervention
                Negligible         Inconvenience or temporary discomfort




                   A commonly used set of definitions for Harm severities, based on [3,7] table D.3 is
                presented in Table 26.1:
                   ISO 14155 [33] requires that the risks associated with the clinical investigations be
                estimated in accordance with ISO 14971 [3,7]. This necessitates the mapping of ter-
                minologies among the two standards. It could be surmised that SAE maps to
                Catastrophic, Critical, and Serious severities of Harm, and therefore, Minor and
                Negligible classes of Harm severity would NOT be SAE.
                   As it is intended that Clinical Investigations provide feedback to risk management
                regarding the risks of the medical device, a higher resolution classification of SAEs is
                needed to facilitate proper feedback to Risk Management. The CIP would be a good
                place to capture the higher resolution classification of AEs and SAEs during the
                Clinical Investigations.



                26.4 RISK MANAGEMENT REQUIREMENTS

                ISO 14155 [33] requires that prior to the execution of clinical trials, the risks associ-
                ated with the use of the investigational device be estimated in accordance with ISO
                14971 [3,7].
                   The participants in a clinical investigation are faced with two types of risk:
                   • Risks associated with the medical device
                   • Risks associated with the design and conduct of the clinical study
                   The risks associated with the medical device are the main subject of this book and
                are covered extensively. The risks associated with the conduct of the clinical study
                could involve the clinical study design, methods of data collection, data processing,
                clinical setting, personnel performance, etc.
                   Risk management must estimate and balance the combined risks against the poten-
                tial benefits to the participants. The same principles that are applied to the manage-
                ment of the device risks are applied to the design and conduct of the clinical
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