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CHAPTER 28


                   Basic Safety and Essential Performance





                   Abstract
                      Basic Safety and Essential Performance are key concepts in medical device risk management. This
                      chapter gives guidance on how to identify Basic Safety and Essential Performance, and how to dis-
                      tinguish them from each other.
                   Keywords: Basic Safety; Essential Performance; IEC 60601-1



                   IEC 60601-1 [8] is the Standard for nonimplantable medical electrical equipment.
                   Ref. [8] defines two special terms:

                      •  Basic Safety: “freedom from unacceptable risk directly caused by physical
                         hazards when me equipment is used under normal condition and single fault
                         condition” [8] 3.10.
                      •  Essential Performance: “performance of a clinical function, other than that
                         related to Basic Safety, where loss or degradation beyond the limits specified by
                         the manufacturer results in an unacceptable risk.
                            NOTE Essential Performance is most easily understood by considering
                         whether its absence or degradation would result in an unacceptable risk” [8] 3.27.

                      Understanding, and the ability to identify the Basic Safety and Essential
                   Performance of your medical device is essential to your ability to demonstrate compli-
                   ance to [8].


                   28.1 HOW TO IDENTIFY BASIC SAFETY

                   Consider your medical device while it is not performing its clinical function. Analyze
                   for all the relevant requirements of IEC 60601-1 [8] and determine if the device
                   under normal and single fault conditions could pose a Hazard. This is the basis of
                   identification of Basic Safety of your device.


                   28.2 HOW TO IDENTIFY ESSENTIAL PERFORMANCE

                   Essential performance is about clinical functions of the device. Follow these steps:
                      1. Make a list of all your clinical functions.


                   Safety Risk Management for Medical Devices                    r 2018 Elsevier Ltd.
                   DOI: https://doi.org/10.1016/B978-0-12-813098-8.00028-3         All rights reserved.  211
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