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Magma-Chamber Geometry, Fluid Transport, Local Stresses and Rock Behaviour  341


             associated with large caldera collapses. It follows that it is of fundamental importance to
             understand the processes that lead to ring-fault formation and caldera subsidence.
                The general mechanics of formation of the ring faults of collapse calderas is as yet
             poorly understood. Nevertheless, certain aspects are clear. For example, it is known
             that the ring faults are primarily shear fractures, so that their initiation and
             development must depend on the state of stress in the host rock. The state of stress in
             a volcano is partly controlled by the mechanical properties of its rock units and
             structures such as existing contacts, faults and joints (Figure 4). Partly, however, the
             volcano stresses are controlled by the loading conditions to which the volcano is
             subject, in particular, the geometry of and magma pressure in the associated chamber
             and the tectonic regime (external tension, doming etc.) within which the chamber
             is located. The initiation of a ring fault is thus essentially a problem in rock physics,
             whereas the commonly associated fluid transport out of the magma chamber during
             the subsidence of the caldera floor is a problem in geological fluid dynamics.

             7.1. The underpressure model

             One mechanism of the formation of collapse calderas that has been widely discussed
             for many decades is underpressure in the magma chamber into which the caldera
             floor eventually subsides. This mechanism, also referred to as ‘withdrawal of
             magmatic support’, represents the earliest attempt to account for caldera formation
             (Anderson, 1936). In Anderson’s model, the underpressure is modelled as a centre-
             of-compression strain nucleus. In the extreme version of the underpressure model,
             it is assumed that following an eruption there is an empty cavity, a void, that forms a
             part of or perhaps the entire magma chamber into which the chamber roof and,
             therefore, the caldera subsides (Williams, 1941; Scandone, 1990; Branney, 1995;
             Lavallee et al., 2006). The volume of the void, and thus of the subsequently formed
             caldera, is then supposed to correspond to that of the erupted and intruded
             materials during the caldera-forming eruption.
                This model is, of course, very appealing in its simplicity and implies that caldera
             collapses are analogous to many ground subsidences, such as sink holes and pit craters.
             There is, of course, little doubt that if a magma chamber could suddenly be partly or
             totally emptied so as to leave a cavity in the ground, there would be surface subsidence
             and, depending on the size and shape of the chamber in relation to its depth and
             associated stress field, some sort of collapse. However, sink holes and pit craters are
             small structures that normally reach only very shallow depths. Sink holes, for example,
             are on average about 50 m in diameter and 10 m deep and are clearly related to
             collapse of the roof of underground cavities such as caves (Esterbrook, 1993).
             Similarly, most pit craters are related to tension fractures and normal faults at shallow
             depths where absolute tension occurs; these pit craters are not related to magma
             chambers (Okubo and Martel, 2001). In contrast, the magma chambers to which
             most collapse calderas are related occur at depths as great as many kilometres, that is,
             too great depths for absolute tension to occur except next to the chamber itself.
                Several difficulties with the underpressure model of ring-fault formation are
             discussed by Gudmundsson and Nilsen (2006). One problem is already discussed,
             namely, how the fluid in the chamber is supposed to be driven out if the excess
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