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26    3  ·  Deformation Mechanisms
           3.1     3.1
                   Introduction

                   Deformation in rocks is achieved by a large number of proc-
                   esses on the scale of individual grains. The actual processes
                   involved depend on factors such as mineralogy, composi-
                   tion of the intergranular fluid, grain size, lattice-preferred
                   orientation, porosity and permeability; and on external
                   controls such as temperature, lithostatic pressure, differen-
                   tial stress, fluid pressure and externally imposed strain rate.
                   In this chapter, we will briefly introduce the most impor-
                   tant rock deformation processes in a sequence from low
                   temperature-high strain rate to high temperature-low stain
                   rate. Grain-scale microstructures that are thought to be
                   formed in response to these processes are highlighted, and  Fig. 3.1. Microcrack propagating in extension a and shear b. When
                   it is shown how such microstructures can be used to iden-  the crack opens, the tips propagate in extension mode (e), sliding
                   tify deformation processes that have been operating.  mode (s) or tearing mode (t)
                     Grains are volumes of crystalline material separated
                   from other grains of the same or different minerals by a  (Fig. 5.1; Hallbauer et al. 1973; Blenkinsop and Rutter
                   grain boundary. If a grain boundary separates grains of  1986; Lloyd and Knipe 1992; Moore and Locker 1995).
                   the same mineral, they must have a significantly different  Motion on the fault then gradually separates grain seg-
                   lattice orientation. Some authors restrict the use of the  ments and a volume of brittle fault rock is produced along
                   term grain boundary for surfaces separating grains of like  the active fault (Fig. 5.1).
                   minerals, and use the term interphase boundary for sur-  Microcracks are planar discontinuities in rocks on the
                   faces separating different minerals (Fliervoet et al. 1997).  grain scale or smaller, commonly with some dilation but
                   In practice, it is difficult to maintain this distinction when  with negligible displacement. They may nucleate on mi-
                   describing aggregates composed of many grains, and we  nor flaws in the crystal lattice, fluid or solid inclusions in
                   therefore use grain boundary for both types of surfaces.  crystals, or on grain boundaries (Tapponier and Brace
                   Structures visible within grains are known as intracrys-  1976). Microcracks propagate laterally by movement of
                   talline deformation structures.              their tips into intact surrounding material. When the crack
                     Although we treat deformation processes and micro-  opens the walls can be displaced in a tensional regime, in
                   structures one by one, this does not mean that they occur  a shear regime or in a combination of both. If a shear
                   isolated in deformed rocks. Most deformed rocks have a  component is present the structure is better referred to
                   long and complicated history of burial, deformation, meta-  as a microfracture, and motion can be towards a tip line,
                   morphism and uplift, and several stages of this process  or parallel to it (Fig. 3.1b). In all cases, elastic displace-
                   may have contributed to the final fabric. Since peak meta-  ment creates a differential stress increase at the tip of the
                   morphic conditions tend to erase earlier structures, most  fracture that depends on fracture length, applied bulk
                   overprinting structures tend to be higher temperature  stress, elastic properties of the material and resistance to
                   features which are overprinted by lower temperature ones.  breaking atomic bonds at the crack tip, known as frac-
                                                                ture toughness. Displacement on a microfracture can lead
           3.2     3.2                                          to fracture propagation if a certain critical differential
                   Brittle Fracturing – Cataclasis              stress is reached, in extension, sliding or tearing mode
                                                                (Fig. 3.1). This displacement is usually in the plane of the
                   At low temperature or high strain rate, rocks change shape  microfracture if it lies isolated in a homogeneous isotropic
                   by brittle deformation, i.e. by fracture formation and  material such as glass (Fig. 3.1). However, microfractures
                   propagation associated with movement along faults. In  may also obtain a curved shape if the stress field at the
                   the terminology of brittle deformation a fracture is a pla-  tip interferes with that of a neighbouring fracture or an-
                   nar discontinuity usually with some dilation, including  other inhomogeneity such as an inclusion (Fig. 3.2). In
                   cracks, joints (large cracks) and faults. A crack or joint  rocks, most minerals are mechanically anisotropic and
                   opens at right angles to the plane of the fracture and has  microfractures commonly form along certain crystallo-
                   no displacement (Fig. 3.1a); a fault has lateral displace-  graphic directions such as the cleavage direction in mi-
                   ment (Fig. 3.1b). A propagating fault has a progress zone  cas (Wong and Biegel 1985), feldspars, amphiboles, py-
                   at its tip (Fig. 10.9) where isolated microcracks form and  roxenes (Williams et al. 1979; Brown and Macaudiere 1984;
                   propagate, microcrack density gradually increases, and  Tullis and Yund 1992) and calcite; even quartz is slightly
                   finally microcracks link to form a through-going fault  anisotropic for fracturing (Vollbrecht et al. 1991). If there
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