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122   Applied Petroleum Geomechanics


          3.4.6 HoekeBrown failure criterion
          By studying experimental results of a wide variety of rocks, Hoek and
          Brown (1980) presented the following empirical failure criterion for jointed
          rock masses:
                            s ¼ s þ UCS ms UCS þ s       a            (3.62)


                             0
                                              0
                                  0
                             1    3           3
          where s 1 and s 3 are the maximum and minimum effective principal
                          0
                  0
          stresses, respectively; m and s are the constants depending on the properties
          of the rock and on the extent to which it has been broken before being
          subject to the stresses; a is a constant depended on the rock mass character-
          istics; m ranges from 0.001 (extremely weak rock) to 25 (extremely strong
          rock) and s ¼ 1 for intact rock; s < 1 for previously broken rock.
             For intact rocks that make up the rock mass, Eq. (3.62) simplifies to:
                                      p ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
                              0    0    mUCSs þ sUCS    2
                                               0
                             s ¼ s þ                                  (3.63)
                              1    3           3
             For clastic sediments, Hoek and Brown (1997) suggested using the
          following values for m:
             m ¼ 22 for conglomerate; m ¼ 19 for sandstone; m ¼ 9 for siltstone; and
          m ¼ 4 for claystone.
          3.4.7 True triaxial failure criterion

          Polyaxial compression (true triaxial) tests demonstrate that rock strength is a
          function of the major principal stress (s 1 ) and the minor principal stress (s 3 )
          as well as the intermediate stress (s 2 ). Therefore, rock failure characteristic
          depends on the effects of all three principal stresses. For ductile materials,
          the von Mises criterion is defined as the following form to consider all three
          principal stresses:
                       1  q ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi 2
                                   2
                                              2
                 s oct ¼  ðs 1   s 2 Þ þðs 1   s 3 Þ þðs 3   s 1 Þ ¼ d  (3.64)
                       3
          where s oct is the octahedral shear stress; d is a material-dependent constant,
               p ffiffi
                2
          d ¼    s y ; s y is the yield strength of the material (UCS for the rock). Eq.
               3
          (3.64) states that the yield point is reached when the distortional energy,
          represented by the octahedral shear stress increases to a constant d. Nadai
          (1950) recommended that the von Mises yield criterion for ductile metals
          can be adapted to rocks by replacing the constant d with a monotonically
          rising function f N of the octahedral normal stress s oct or the mean stress s m :
                                     s oct ¼ f N ðs oct Þ             (3.65)
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