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               452                                                                          Organic Chemical Systems, Theory


               potential contour maps can be constructed, indicating the  puter time is needed for the semiempirical computations.
               nature of the electric fields to be expected in the vicinity  This great reduction in computational effort is to a large
               of the molecule.                                  degree due to the almost universal use of the so-called zero
                                                                 differential overlap approximation, which greatly reduces
                                                                 the number of electron repulsion integrals needed in the
                 3. Ab Initio and Semiempirical Methods
                                                                 computations.
               The approach described so far is of the so-called ab ini-  Some of the best known examples of semiempirical
               tio type, in which the whole computation is done from  methods are those developed for the treatment of elec-
               first principles, taking from experiment only the values  tronic ground states by Dewar and collaborators (MNDO,
               of fundamental constants such as electron charge. As al-  AM1, and MINDO/3) and the methods developed by Jaff´e
               ready indicated, accurate results cannot be obtained by  (INDO/S), Zerner (INDO/S), and their respective collab-
               these methods for most molecules of interest in organic  orators for calculations involving electronically excited
               chemistry, but the approximate solutions obtained at the  states. A very simple procedure is the extended H¨uckel
               SCF or improved SCF level provide much useful informa-  method popularized by Hoffmann. Others are the older
               tion. For certain properties, such as molecular geometries,  methods developed for the treatment of π electrons only:
               dipole moments, and the relative energies of conformers,  the PPP method of Pariser, Parr, and Pople and the ex-
               the agreement with experiment is excellent.       tremely crude but also extremely simple HMO method of
                 An alternative approach to the problem of molecular  H¨uckel.
               electronic structure is provided by semiempirical mod-  These semiempirical models should not be confused
               els. In these no attempt is made to derive the properties  with approximate models that are designed to mimic the
               of atoms from first principles. Rather, they are taken as  results of ab initio calculations in a simpler manner rather
               described by a set of parameters obtained by fitting ex-  than to mimic the results of experiments. The best known
               perimental data, and an attempt is made to find a model  approximate MO methods are the CNDO and INDO meth-
               Hamiltonian that will provide a good description of inter-  ods developed by Pople and collaborators.
               atomic interactions. The form of the model Hamiltonian
               is patterned after the ab initio analysis. In the most com-
                                                                 C. Molecular Properties
               mon semiempirical methods it is still a fairly complicated
               many-electron Hamiltonian, so that its exact stationary  Although we have indicated how the electronic wave func-
               wave functions cannot be found for molecules of interest,  tion of an electronic state and its energy are calculated, we
               and only approximate solutions are obtained. One almost  have said very little about the calculation of other mole-
               invariably starts with a minimum basis set of AOs and pro-  cular properties once the wave function is known.
               ceeds to an SCF type of wave function, possibly followed  The calculation of molecular equilibrium geometry in a
               by a limited amount of improvement toward the FCI wave  given electronic state, usually S 0 , is performed by varying
               function. The parameters that enter the Hamiltonian are  the assumed nuclear geometry and repeating the calcu-
               optimized so as to bring about close agreement between  lation of the energy by one of the methods referred to
               the molecular properties computed from the approximate  earlier until a minimum is found. This search is normally
               wave function (usually SCF) and those observed experi-  performed by computer routines that compute surface gra-
               mentally. Most commonly, the properties fitted are heats  dientsinordertospeedupconvergencetowardalocalmin-
               of formation, molecular equilibrium geometries, or suit-  imum in the (3N − 6)-dimensional nuclear configuration
               able spectroscopic properties. In this way one attempts to  space. From the computed curvatures of the surface at the
               incorporate intraatomic correlation energies and a large  minimum one obtains the force constants for molecular
               part of interatomic electron correlation energies into the  vibrations and the form of the normal modes of vibration.
               model through parameter choice, although one works only  For a true local minimum, all the force constants must be
               at the SCF level or at least not much beyond it.  positive. A similar type of procedure, minimization of the
                 The agreement of the calculated properties with exper-  norm of the gradient, can be used for finding transition
               iment is roughly comparable to the agreement obtained  states. After a transition point is found, it is essential to
               by extended basis set ab initio methods at the level of the  convince oneself that a normal mode analysis produces
               SCF approximation or slightly better, at least for those  only one vibration with a negative force constant. This
               classes of molecules for which the semiempirical pa-  mode corresponds to the path from one catchment basin
               rameters were originally optimized. However, even for  to the other, and the corresponding vibration has an imag-
               molecules quite different from those on which the original  inary frequency (the restoring force is negative). Other
               optimization was performed, the agreement is frequently  modes of vibration are ordinary and permit the evaluation
               striking considering that orders of magnitude less com-  of the entropy of the transition state.
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