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 Encyclopedia of Physical Science and Technology  EN009M-428  July 18, 2001  1:6







              Metal Particles and Cluster Compounds                                                       519

                                                                physical area of the critical nucleus, there is a much greater
                                                                probability for the nucleus to capture atoms by diffusion
                                                                than by direct impingement.
                                                                  The size of a critical nucleus of Ag, for example, can
                                                                be roughly estimated by using the capillarity theory with
                                                                bulk parameters and a typical deposition rate of 0.1 nm/sec
                                                                                       ˚
                                                                                ∗
                                                                at 300 K, yielding r = 2.2 A. This suggests that critical
                                                                nuclei are of atomic dimension.
                                                                  Thus, these various models usually give rise to the no-
                                                                tion of a critical-sized particle. Particles below this critical
                                                                size decay faster than they grow. Of course, this critical
              FIGURE 4 Illustration of metal atom accretion to particles  size will vary with the type of metal under study, the sur-
              (clusters).
                                                                face material and temperature, and other factors.
                                                                  The fate of the heat of condensation has been stud-
              theory which shows the relationship between the size of a  ied in several theoretical models and is quite interest-
              spherical particle and its total free energy. The total free  ing. The internal and translational temperatures are not
              energy  G 0 needed to form a spherical particle of ra-  necessarily in thermal equilibrium. Small agglomerates
              dius r is taken as the sum of the energy needed to cre-  may well be “liquid” because of this extra energy and be-
              ate a surface (surface energy) and the volume energy of  cause of the fact that melting point decreases with cluster
              condensation. Subcritical nuclei (r <r ), formed by col-  size.
                                             ∗
              lisions of thermally equilibrated adatoms jumping around  While the kinetics and theory of agglomeration attempt
              on the surface, grow with an initial increase in free energy  to give size distributions, other theoretical approaches at-
              until a critical size is reached, greater than which growth  tempt to describe the detailed electronic structure of indi-
              continues with a decrease in free energy. Agglomerates  vidual particles. The usual approach taken by chemists is
              (particles) smaller than r , the radius of the critical nu-  to construct the particle from individual atoms and mini-
                                  ∗
              cleus, are unstable and decompose, while larger clusters  mize the electronic energy as a function of shape (bonding
              spontaneously grow to form stable particles. It can be seen  geometry). In this way the evolution from small agglom-
              now that an incident atom that instantaneously thermally  erates toward the bulk is clarified. In contrast the physist’s
              equilibrates upon striking the surface can hop around on  approach is to start with a band-type description of the
              the surface for a finite length of time. If it collides with a  bulk phase and to investigate how this breaks down as
              critical nucleus or larger particle it becomes stabilized on  the size gets smaller. In the latter case, a primary goal
              the surface of that particle. If this atom collides with a sub-  is often the calculation of the density of states function
              critical nucleus the resultant particle may become stable  of metals. Early in this century there was considerable
              if the critical size results or if other adatoms collide with  progress made in describing the color of colloids such as
              this subcritical nucleus before dissociation occurs. The fi-  gold by means of Mie’s theory and the idea of plasmon
              nal fate of a migrating atom which fails to become part of  responses. More recently, plasmons have been invoked in
              a stable nucleus is to desorb. If an incident atom becomes  an attempt to explain the surface-enhanced Raman effect.
              incorporated into a stable cluster it is considered to be  The calculation of the electronic properties of small metal
              condensed. The probability that an impinging atom will  particles becomes complicated because the spacing be-
              condense is called the condensation coefficient. The sec-  tween adjacent levels may become large compared to kT ,
              ond nucleation theory, the atomistic theory, supports the  and classical continuum models break down. It becomes
              capillarity theory. The main difference between the two  clear that quantum mechanical effects are very important
              theories is that the capillarity theory treats a continuously  when considering the electronic band structure of small
              varying cluster size in terms of a continuously varying free  metal clusters.
              energy while the atomistic theory considers the change in  When comparing theoretical calculations on metal mi-
              the number of atoms in a cluster in terms of discontinuous  croclusters the location of the d and s bands and their
              changes in the binding energy of the adatoms comprising  degree of overlap is sometimes used as a guide to their ac-
              the cluster. Both theories define the nucleation rate I as  curacy. In bulk metals the s band is contained within the
              being proportional to the product of the concentrations of  d band, and for copper clusters of eight atoms or more the
              critical nuclei and the rate at which adatoms join these  X∝ − SW theoretical approach predicts s and d overlap.
              critical nuclei by diffusion. It is important to note that an  However, another method, Hartree–Fock, predicts distant
                                     2
              adatom within an area ∼π X − of a critical nucleus will  s and d bands for the same eight atom copper ag-
                                        2
              diffuse to that nucleus. Since π X − is much larger than the  glomerates. Most calculational methods agree with the
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