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350   Chapter Eleven


               with det(T) = 1. This matrix relates the input and output properties
               of the ray trajectories, i.e., the ray height y with respect to the principal
               ray of a bundle and its angle u with respect to this ray. The refrac-
                                                              †
               tive index of the medium n in which the ray propagates is usually
               appended to the ray angle, so that the specification of the ray is the
               column vector

                                              y
                                          Y =                      (11.29)
                                              u
                 The output and input rays are related by the equation

                                          Y out = T   Y in         (11.30)

               This relation may be represented in the phase space consisting of a
               transverse coordinate (the ray height) and the corresponding trans-
               verse wave vector (proportional to the ray angle). A single ray is a
               point in this space, a ray bundle emanating from a single point occu-
               pies a region of constant height, and a plane wave occupies a region
               of the phase space of constant angle (Fig. 11.3).
                 The elements of the transfer matrix may be derived by using Hamil-
               ton’s characteristic function in the paraxial approximation, i.e., using
               the Fresnel approximation to the propagation kernel in the Kirchhoff
               formula. The output and input scalar electric fields for such a system
               are related by




                               E out (x) =  dx K(x, x )E in (x )   (11.31)
               The most general form of the Fresnel kernel K is (for light of wave
               number k 0 = 2 / )



                                ik 0      ik 0
                                                2            2
                    K(x, x ) =      exp −    (Ax − 2xx + Dx )      (11.32)
                                2 B       2B
               The parameters of the transfer matrix determine the action of the op-
               tical system on the input field through this kernel. This may be illus-
               trated by some important simple paraxial optical elements.


                 † The notation used for specifying the phase-space coordinates of a ray in ge-
               ometrical optics is conventionally in terms of the ray height y and the ray angle
               u with respect to the principal ray of the bundle. This notation is used, e.g., in
               paraxial ray tracing for first-order system design, which is sometimes known as
               ynu tracing. The corresponding coordinates used for specifying the electric field
               are more usually the transverse coordinate x = y and the transverse wave vector
               k x = k 0 tan u ∼ k 0 u with k 0 = 2 / , where   is the optical wavelength.
                         =
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