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                                    Se v e n
                           Cha p te r

                          exceeds that which would be expected from a noiseless multiplier on
                          the basis of Poissonian statistics (shot noise) alone.
                             The excess noise factor is a function of the carrier ionization ratio, k,
                             where (k) is usually defined as the ratio of the hole to electron
                          ionization probabilities. The excess noise factor may be calculated
                          using the model developed by McIntyre (3), which considers the sta-
                          tistical nature of
                             avalanche multiplication. The excess noise factor is given by:

                                        F = k   ⋅ M + (1 − k  )(1 – 1/M)          (4)
                                            EFF         EFF
                             Therefore, the lower the values of k and M, the lower the excess
                          noise factor.
                             The effective k factor (k  ) for an APD can be measured experi-
                                                  EFF
                          mentally by fitting the McIntyre formula to the measured dependence
                          of the excess noise factor on gain. This is best done under illuminated
                          conditions.
                             It may also be theoretically calculated from the carrier ionization
                          coefficients and the electric field profile of the APD structure. The
                          ionization ratio k is a strong function of the electric field across the
                          APD structure, and takes its lowest value at low electric fields (only
                          in silicon). Since the electric field profile depends upon the doping
                          profile, the k factor is also a function of the doping profile. Depending
                          on the APD structure, the electric field profile traversed by a photo-
                          generated carrier and subsequent avalanche-ionized carriers may
                          therefore vary according to photon absorption depth. For indirect
                          band gap semiconductors such as silicon, the absorption coefficient
                          varies slowly at the longer wavelengths, and the “mean” absorption
                          depth is therefore a function of wavelength.
                             The value of k , and gain, M, for a silicon APD is thus a function
                                         EFF
                          of wavelength for some doping profiles.
                             The McIntyre formula can be approximated for a k < 0.1 and
                          M > 20 without significant loss of accuracy as:

                                                F = 2 + k ⋅ M                     (5)

                             Also often quoted by APD manufacturers is an empirical formula
                          used to calculate the excess noise factor, given as:

                                                   F = M                          (6)
                                                        x
                          where the value of X is derived as a log-normal linear fit of measured
                          F-values for given values of gain M.
                             This approximation is sufficiently appropriate for many applica-
                          tions, particularly when used with APDs with a high k factor, such as
                          InGaAs and germanium APDs. Table 7.3 provides typical values of k,
                          X, and F for silicon, germanium, and InGaAs APDs.
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