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Stresses and strains  5


                 Thus, in the direction q 1 , which identifies a principal axis, the normal
              stress is s 1 and the shear stress is zero. In the direction q 2 , which identifies
              the other principal axis, the normal stress is s 3 and the shear stress is also
              zero. The principal axes are mutually orthogonal. The equations for
              calculating principal stresses in three dimensions can be found in rock
              mechanics textbooks (e.g., Jeager et al., 2007). All unsupported excavation
              surfaces (including wellbores) are principal stress planes (Hudson and
              Harrison, 1997). This is because all unsupported excavation surfaces have
              no shear stresses acting on them and are therefore principal stress planes.
              1.1.4 Principal stresses

              It is possible to show that there is one set of axes with respect to which all
              shear stresses are zero, and the three normal stresses have their extreme
              values, as shown in Fig. 1.4. These three mutually perpendicular planes are
              called principal planes, and the three normal stresses acting on these planes
              are the principal stresses. It is convenient to specify the stress state using
              these principal stresses because they provide direct information on the
              maximum and minimum values of the normal stress components (Hudson
              and Harrison, 1997). The values s 1 , s 2 , and s 3 in Fig. 1.4 are the principal
              stresses, and s 1 > s 2 > s 3 , which are three principal stress components.
              Therefore, the principal stress tensor can be expressed as follows:
                                         2            3
                                                0   0
                                           s 1
                                     s ¼ 4 0   s 2  0 5                   (1.8)
                                         6
                                                      7
                                           0    0  s 3
              1.1.5 Effective stresses

              The effect of pore pressure on the mechanical properties of saturated rocks has
              been extensively investigated by using the concept of the effective stress that

                                                   σ 1





                                       σ
                                        2
                                                       σ 3

                      Figure 1.4 Principal stress components in the principal planes.
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