Page 116 - Carbon Nanotubes
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HEMI-TOROIDAL NETWORKS IN PYROLYTIC
                                       CARBON NANOTUBES

                                         A. SARKAR, H. W.  KROTO
                    School of Chemistry and Molecular Science, University of  Sussex, Brighton, BN1 9QJ U.K.
                                                   and
                                                 M. ENDO
                              Department  of  Engineering,  Shinshu University, Nagano,  Japan
                              (Received 26 May 1994; accepted in revised form 16 August 1994)

                 Abstract-Evidence  for the formation of  an archetypal hemi-toroidal  link  structure  between adjacent
                 concentric walls in pyrolytic carbon nanotubes is presented. The observed and simulated TEM images for
                 such structures are in excellent agreement. This study suggests that double-walled carbon nanotubes,  in
                 which the inner and outer tubes are linked by such hemi-toroidal seals, may be one viable way of  over-
                 coming the reactivity at the graphene edges of  open-ended tubes to engineer stable and useful graphene
                 nanostructures.
                 Key Words-Nanotubes,  pyrolytic carbon nanotubes,  hemi-toroidal nanostructures.


                       1.  INTRODUCTION                 During the course of a detailed study of the struc-
           The discovery  by  Iijima[ 11  that  carbon  nanotubes   ture and growth of pyrolytic carbon nanotubes  (F'CNTs)
           form in a Kratschmer-Huffman fullerene generator[2],   we have found that complex graphitisation processes
           and  the  subsequent  development  of  techniques  by   occur during a second stage of heat treatment of these
           Ebbeson and Ajayan[3] and others to produce them   materials[20,21]. In particular, we here draw attention
           in viable quantities, promise to have important impli-   to evidence that hemi-toroidal graphite surfaces occur
           cations for future nanotechnology. The tubes are es-   regularly during nanotube production. In this commu-
           sentially elongated fuIlerenes[4] and, thus, description   nication we present evidence for the formation of single-
           (in particular structural characterisation) in terms of   layered hemi-toroid structures, within bulk multi-walled
           fullerene chemistry/physics principles is appropriate   material during PCNT graphitisation. The structures
           and useful. A growth mechanism has been proposed   occur in material prepared by pyrolysis of hydrocar-
           for the primary tube growth phase[4] which involves   bons at ca.  1000°C and subjected to secondary heat
           ingestion of carbon fragments (e.g.,  atoms and chain   treatment at 2800°C. The structures have been studied
           molecules) at the reactive hemi-fuuerene closed end-   experimentally by high resolution transmission electror,
           caps of the tubes. An open-ended growth mechanism   microscopy  (HRTEM)[20] and the resulting images
           has also been proposed[5]. A closed-end growth mech-   compared with simulations. The simulated structures
           anism  is  consistent with  the--observations of  Ulmer   were  generated  from hypothetica1 fullerene  related
           et al. [6] and McElvany et al. [7], that  fullerenes can   hemi-toroidal networks,  which were  constructed on
           grow by ingestion of carbon fragments into their com-   the basis of  feasible graphene topologies relaxed by
           pletely closed networks. Both growth schemes also are   molecular mechanics. During the course of the present
           consistent with Iijima's  observation that, in general,   study of PCNTs, Iijima et al. [5] have obtained TEM
           the tubes appear to have their hexagons helically dis-   images showing related structures in arc-formed car-
           posed in the tube walIs[l].                bon nanotubes (ACNTs).
             The discovery that carbon generates closed-cage
           fullerenes spontaneousIy[2,8] as well as nanotubes[l,3]   2.  OBSERVATIONS
           has stimulated the question of whether other topolog-
           ically accessible networks are feasible. Predictions on   The PCNTs obtained by decomposition of benzene
           the possibility of both small fullerenes[9] and giant ful-  at ca. 1000-1070°C on a ceramic substrate were gath-
           lerenes[lQ,ll] appear to have been vindicated[l2,13].   ered using a toothpick and heat treated at a tempera-
           As  well  as general closed-cage structures,  extended  ture of 2800°C for  15 minutes[21]. The heat-treated
           repeat-pattern  networks involving seven- and other-   PCNTs were then mounted on a porous amorphous
          membered rings have been considered by Terrones and   carbon  electron  microscope  grid  (so-called  carbon
          MacKay[l4,l5] and Lenosky et al.1161. Other struc-  ultra-microgrid).  HRTEM observations  were  made
          tures have been considered and, in particular,  Cher-  using  a  LaB6 filament  operating  at  an accelerating
          nozatonskii[l.7] and Ihara et a1.[18,19] have discussed   voltage of 300 kV. The special aberration coefficient
          toroidal  structure.                        C, = 2.0 mm and lambda = 0.0197 A. The under-focus

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