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HELICALLY COILED AND TOROIDAL CAGE FORMS
                                       OF GRAPHITIC CARBON

                                        SIGEO IHARA and SATOSHI ITOH
                           Central Research Laboratory, Hitachi Ltd., Kokubunji,  Tokyo  185, Japan
                             (Received 22 August  1994; accepted in revised form 10 February  1995)
                 Abstract-Toroidal  forms for graphitic carbon are classified into five possible prototypes by the ratios
                 of their inner and outer diameters, and the height of the torus. Present status of research of helical and
                 toroidal forms, which contain pentagons, hexagons,  and heptagons of carbon atoms, are reviewed. By
                 molecular-dynamics simulations, we studied the length and width dependence of the stability of the elon-
                 gated toroidal structures derived from torus C240 and discuss their relation to nanotubes. The atomic ar-
                 rangements  of the structures of the helically coiled forms of the carbon cage for the single layer, which
                 are found to be thermodynamically stable, are compared to those of the experimental helically coiled forms
                 of  single- and multi-layered graphitic forms that have recently been experimentally observed.
                 Key Words-Carbon,  molecular  dynamics, torus, helix, graphitic forms.

                        1.  INTRODUCTION                 The toroidal  and  helical  forms that we  consider
                                                       here are created as such examples; these forms have
           Due, in part, to the geometrical uniqueness of  their   quite interesting geometrical properties that may lead
           cage structure and, in part, to their potentially tech-   to interesting  electrical and magnetic properties,  as
           nological use in various fields, fullerenes have been the   well  as  nonlinear  optical  properties.  Although  the
           focus  of  very  intense  research[l].  Recently,  higher
           numbers of fullerenes with spherical forms have been   method of the simulations through which we evaluate
                                                       the reality of the structure we have imagined is omit-
           available[2]. It is generally recognized that in the ful-   ted, the construction of toroidal forms and their prop-
           lerene,  C60, which consists of  pentagons and hexa-   erties,  especially their  thermodynamic stability, are
           gons  formed  by  carbon  atoms,  pentagons  play  an   discussed in detail. Recent experimental results on to-
           essential role in creating the convex plane.  This fact
           was used in the architecture of the geodesic dome in-   roidal and helically coiled forms are compared with
           vented by  Robert Buckminster Fuller[3], and in tra-   theoretical  predictions.
           ditional bamboo art[4] (‘toke-zaiku’,# for example).
              By wrapping a cylinder with a sheet of graphite, we   2.  TOPOLOGY OF TOROIDAL
           can obtain a carbon nanotube, as experimentally ob-    AND HELICAL FORMS
           served by Iijima[S]. Tight binding calculations indicate
           that if the wrapping is charged (i.e., the chirality of the   2.1  Tiling rule for cage structure
           surface changes), the electrical conductivity changes:   of graphitic carbon
           the material can behave as a semiconductor or metal   Because of the sp2 bonding nature of  carbon at-
           depending on tube diameter and chirality[6].   oms, the atoms on a graphite sheet should be con-
              In the  study  of  the growth  of  the  tubes,  Iijima   nected by the three bonds. Therefore, we consider how
            found that heptagons, seven-fold rings of carbon at-   to tile the hexagons created by carbon atoms on the
           oms, appear in the negatively curved surface. Theo-   toroidal surfaces. Of the various bonding lengths that
           retically, it is possible to construct a crystal with only   can be taken by carbon atoms, we can tile the toroi-
           a negatively curved surface, which is called a minimal   dal surface using only hexagons. Such examples are
           surface[7]. However, such surfaces of carbon atoms   provided by Heilbonner[8] and Miyazakif91. However,
           are yet to be synthesized. The positively curved sur-   the side lengths of the hexagons vary substantially. If
            face is created by insertion of pentagons into a hex-   we restrict the side length to be almost constant as in
           agonal sheet, and a negatively curved surface is created   graphite, we must introduce, at least, pentagons and
           by heptagons. Combining these surfaces, one could,   heptagons.
           in principle, put forward a new form of carbon, hav-   Assuming that the surface consists of pentagons,
           ing new features of considerable technological inter-   hexagons, and heptagons, we apply Euler’s theorem.
           est by solving the problem of tiling the surface with   Because the number  of  hexagons is eliminated by a
           pentagons,  heptagons, and hexagons.        kind of cancellation, the relation thus obtained con-
                                                       tains only the number of pentagons  and heptagons:
              #At the Ooishi shrine of Ako in Japan, a geodesic dome   fs - f, = 12(1-g), where fs stands for the number of
           made of bamboo with three golden balls, which was the sym-   pentagons, f, the number of heptagons, and g is the
           bol called “Umajirushi” used by a general named Mori Mis-
           aemon’nojyo Yoshinari at the battle of Okehazama in 1560,   genius  (the  number  of  topological  holes)  of  the
           has been kept in custody. (See ref.  141).   surface.
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