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               444                                                                          Organic Chemical Systems, Theory


               of the more stable of the two new resulting orbitals ψ 1 will
               lie below that of φ 1 and that of the less stable one ψ 2 will
               lie above that of φ 2 , as if the two original energies repelled
               one another. The amount by which each orbital energy is
               shifted will depend on the strength of the interaction ele-
               ment β and on the difference 
ε in the original energies. If
               
ε  |β|, the shifts are approximately inversely propor-
               tional to 
ε (this approximation is known as first-order
               perturbation theory). When the two orbitals are originally
               degenerate (
ε = 0), the shifts are the largest.
                 An important characteristic of the interaction be-
               tween two orbitals φ 1 and φ 2 is their overlap integral

               S 12 =  φ 1 φ 2 dτ, where the integration is over all space.
               For normalized orbitals (S 11 = S 22 = 1) the value of S 12
               can vary between −1 and +1. Usually if S 12 is positive,
               the interaction element β is negative, and if S 12 is negative,
               β is positive. If S 12 = 0, orbitals φ 1 and φ 2 are said to be
               orthogonal; they can still have a nonvanishing resonance
                                                                           FIGURE 3 Overlap between orbitals.
               integral. The energy shifts caused by the interaction of
               two orthogonal orbitals are opposite in direction but equal
               in magnitude. When two nonorthogonal orbitals interact,  π type (Fig. 3). Intermediate situations are also possible.
               the less stable new orbital ψ 2 is destabilized more than the  The interaction matrix element β between two AOs or
               more stable new orbital ψ 1 is stabilized.        hybrid orbitals located at different atoms is approximately
                 The more stable of the two new orbitals is referred to as  proportional to the negative of their overlap integral S 12 .
               bonding and the less stable as antibonding with respect to  The two new orbitals ψ 1 and ψ 2 that result from the
               the interaction considered. An orbital with the same en-  interaction are linear combinations of the two old orbitals
               ergy as before the interaction is called nonbonding; such  (Fig.2).Inthebondingorbital ψ 1 ,theoverlappingportions
               orbitals often result when more than two AOs are mixed.  of the entering old orbitals ψ 1 and ψ 2 have the same sign.
               If two electrons are available to fill each bonding orbital,  In the antibonding orbital ψ 2 , the overlapping lobes of the
               maximum stabilization will result relative to the situation  original partners are of opposite signs, and its sign changes
               before orbital interaction. If too many electrons are avail-  as one goes across the interaction region from the center
               able and some must be placed into antibonding orbitals,  of φ 1 to the center of φ 2 . The surface where the sign of ψ 2
               some or all of the stabilization is lost and net destabi-  changes is called a nodal surface (plane).
               lization may result. For this reason, the interaction of a  In summary, the bonding combination ψ 1 lacks a nodal
               doubly occupied with an unoccupied orbital leads to a net  plane and has an increased electron density between the
               stabilization and the interaction of two doubly occupied  atoms (in-phase mixing if S 12 > 0), while the antibonding
               orbitals to a net destabilization.                combination ψ 2 has a nodal plane and a reduced elec-
                 These general concepts can now be specialized to the  tron density between the atoms (out-of-phase mixing if
               case of mixing of AOs or hybrid orbitals to produce bond  S 12 < 0). The bonding orbital ψ 1 will accommodate two
               orbitals. Two valence-shell AOs or properly constructed  electrons and thus produce a net stabilization (a chemical
               hybrid orbitals located at the same atom are always orthog-  bond). This is the origin of the classical “shared electron
               onal. For two orbitals located at the same center, the inter-  pair.” For maximum bonding stabilization, it is desirable
               action element β is zero if one or both are pure AOs. How-  to maximize the absolute value of the overlap integral S 12 .
               ever, two hybrid orbitals at the same center have a nonvan-  A third electron would have to enter the antibonding
               ishing mutual interaction element. Its magnitude is related  orbital φ 2 , causing a loss of much and possibly all of the
               to the promotion energy (i.e., the energy difference be-  overall stabilization. A fourth electron would also have to
               tween the AOs from which the hybrids were constructed).  enter φ 2 , and now interaction would definitely lead to a
                 Two AOs or hybrid orbitals located at different atoms  net destabilization. For this reason, filled AOs (lone pairs)
               can be, but do not need to be, orthogonal. A nonvanishing  repel and avoid one another (“lone-pair repulsion”). For
               overlap integral between two p AOs can be produced in  minimum destabilization, it is desirable to minimize |S 12 |.
               two geometrically distinct ways. When the axes of the two  For instance, if the lone pairs are of the p type and are on
                                                                                                        ◦
               orbitals are aimed at one another, the overlap is said to be  adjacent atoms, a dihedral angle of close to 90 will be
               of the σ type; when they are parallel, it is said to be of the  preferred (e.g., in H 2 O 2 ).
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