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SN1 and SN2 Substitution Mechanisms   173



















                      Reaction coordinate
     Figure 4.2  Proposed reaction coordinate diagram for the SN1 reaction.

     the figure indicates that there is no energy minimum on the reaction coordinate
     between  reactants  and  products,  we. cannot  be  absolutely  sure  that  this  is  an
     accurate representation. A small energy dip prior to rate-determining attack of Y:
     on the substrate would be very difficult to detect e~perimentally.~
          The second mechanism is the usualpath-w-ay-ifthe substit_ution site has-thtlee
                       is
     alk~ro-ps-~_n it-or .. . conjugated with~wo aromatic  rings. In this case the bond
                      .
                          .____IC_l---.---
     to the leaving group cleaves heterolytically and a carbocation is formed. Then, in
     a second step, the nucleophile attacks this highly reactive intermediate as shown
     in Equation 4.5.  In Lewis acid-base  language, Reaction 4.5  can be described as
     follows : The Lewis acid--st--(thembocatia~).
     and a L~GS base (the leaving arou&,-&s&matkmthen-immediately     forms a
                                                                         ~
                                                        f
                                                   ~
                                                                     i
                                         d
              ~
                                                                ~
         ~
                                                            ~
     s -f r----.----y.   ~~~  - -.  s  ~  -  danew base  (the nucleophile). The net result   h
                                              ~
                      -
     o .  t  e reaction  as in -- Reaction 4,3,  is that the two Lewis bases have exchanged
                       -
                            .
     rok
          Figure 4.2  shows the reaction coordinate diagram for this mechanism. The
     carbocation is  a real intermediate and thus lies at an energy minimum; energy
     maxima occur both when the C-X   bond is stretched, and when the C-Y   bond
     is formed.  This process will  be  considered in detail in Chapter  5.  A number of
     modifications of the original Ingold S,  1 mechanism must be made to accommodate
     the results of more recent  investigations.
          The mechanism shown in Reaction 4.7  is still widely accepted as one of the
     two  general  mechanisms  for  nucleophilic  aliphatic  substitution.  It  is  widely
     accepted today because in the intervening years a large bulk of experimental evi-
     ' Sneen  and  Larsen  have  proposed  that  processes  that  are  called  SN2 may  involve  initial  rapid
     formation of an ion pair followed  by  rate-determining attack of a nucleophile on the ion pair as in
     the following equation:
              -.
                                              Y:
                               RX      R+X-
                                             ZZ- RY
     We  mention  the  Sneen-Larsen  mechanism  again  in  Section  5.4.  It is  controversial,  and for  the
     purposes of  the discussion  in this chapter  we shall use  the traditional Ingold  SN2 model.  The case
     for the ion-pair SN2 mechanism is given by: R. A. Sneen and J. W. Larsen, J. Amer.  Chem. Soc., 91,
     362, 6031  (1969); R. A.  Sneen,  G. R. Felt,  W.  C.  Dickason,  J. Amer.  Chem. Soc.,  95,  638  (1973);
     and R. A. Sneen, Accts. Chem. Res., 6,46 (1973). For one of the arguments against it, see V. F. Raaen,
     T. Juhlke,  F. J. Brown, and C. J. Collins, J. Amer. Chem. Soc., 96, 5928 (1974).
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