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68 Safety Risk Management for Medical Devices
Due to its nature, the FTA can be utilized for quantitative analysis, to estimate the
probability of occurrence of the top undesired events. It is important to remember
that an FT is not in itself a quantitative model. It is a qualitative model that can be
evaluated quantitatively.
The FTA can be applied to new products before design details are available. In this
capacity, the FTA can reveal at a high level, potential event sequences that could result
in System Hazards, and thus alert the design teams to safety-critical aspects of the
System. When FTA is applied to existing Systems, it can identify design weaknesses
and aid in the identification of design upgrades to make the System safer.
A principal output of the FTA is a collection of minimal cut sets to the top event.
“A cut set is a set of basic events, which if they all occur, will result in the top event
of the fault tree occurring” [24]. A minimal cut set is the smallest set of basic events,
which if they all occur will result in the occurrence of the top event. The term mini-
mal is used to mean that in a given path to the top event, if any of the basic events
doesn’t happen, then the top event won’t happen. Minimal cut sets can also be identi-
fied for intermediate events. If a minimal cut set is shown to be comprised of only
one basic event, it reveals a vulnerability to a single-point failure.
When probabilities are applied to a FT, the dominant cut sets can be identified.
Those are the pathways with the highest probabilistic contribution to the occurrence
of the top event. Additionally, the FTA can provide the relative importance of the
basic events, and the sensitivity of the top event to the different basic events. With
this knowledge, actions and resources can be prioritized to achieve the biggest reduc-
tion in the likelihood of occurrence of the top event.
One of the strengths of the FTA is that unlike the Failure Modes and Effects
Analysis (FMEA), for which architectural hierarchy is material and relevant to the
analysis, in the FTA hierarchy doesn’t matter. The FTA simply looks for the contribu-
tors to an event and crosses the hierarchical boundaries. Another strength of the FTA
is that it is easy to learn, and easy to understand.
At the service of risk management, the FTA addresses only the pathways to
Hazardous Situations. There may be many more top events that are of interest to,
e.g., reliability, or others. Also, by its nature, the FTA only detects the events that are
found in the path to the Hazardous Situation. Moreover, the modeled faults are not
exhaustive—only the faults that are considered relevant and credible are assessed.
In the FTA the words fault and failure are meaningful depending on the context
in which they are considered. Failures can be the result of faults. But when a fault is
viewed in consideration of its underlying contributors, then it can be seen as a failure.
The word “event” is a more general term that can be applied to both faults and
failures.