Page 174 - Bruce Ellig - The Complete Guide to Executive Compensation (2007)

160 The Complete Guide to Executive Compensation

(a) Same definition as for summary compensation table
(b) For each grant, the number of unexercised exercisable stock options at the end of the
most recent fiscal year
(c) Same as (b) except it applies to unexercisable stock options
(d) Same as (c) but includes any shares not earned
(e) The exercise price for each grant reported in columns (b), (c), and (d)
(f) The expiration date for each grant reported in columns (b), (c), and (d)
(g) For each grant, the number of shares of stock awards that have not vested at the end of
the most recent fiscal year
(h) The aggregated value of shares reported in column (g)
(i) For each grant, the number of stock awards that have not vested and have not been
earned at the end of the most recent fiscal year
(j) The aggregate value of shares reported, in column (i)
Footnotes are required to explain data reported in the columns.
It can be seen that this table complements but does not duplicate the material on equity
awards reported in the Summary Compensation table (Table 4-32).
Stock Option Exercises and Stock Awards Vested. This information is shown in Table 4-35.
The columns and their definitions are as follows:

(a) Same definition as for summary compensation table
(b) The number of shares of stock options execised for the most recent fiscal year
(c) The aggregate dollar value on shares reported in (b)
(d) The number of shares of stock awards that have vested during the most recent fiscal year
(e) The aggregate dollar value of shares reported in (d)
Footnotes are required to explain data reported in the columns.

Option Awards Stock Awards
Name Number of Value Number of Value
Shares Realized Shares Realized
Acquired on Acquired on
on Exercise Exercise on Vesting
(#) ($) Vesting ($)
(#)
(a) (b) (c) (d) (e)

PEO
PFO

A
B

C
Table 4-35. Option exercises and stock vested