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252     Chapter Seven

                                                      2
                  random variables with equal variance s  . Therefore, the channel capacity
                  can be expressed as
                                                         HR H  H
                                    C =    max    log I  +  x                  (7.9)
                                              )
                                         x {R : Tr( R ≤ P T}  2  σ 2
                                             x
                    The diagonal elements of the transmit covariance matrix represent
                  the transmit power from each antenna. The off-diagonal elements of R
                                                                                   x
                  represent the correlation between the transmitted signal streams. An
                  increased correlation will result in a decreased capacity. Also, the term
                        H
                  HR H  represents the covariance of the received signal in the absence
                      x
                  of noise, such that the l  eigenvalue represents the received signal level
                                        ii
                         th
                  in the i  eigenchannel.
                    When the transmitter has no CSI, it divides its power equally among
                  the transmit antennas to form N  independent streams, or R = (P /N )I.
                                                                                T
                                                                             T
                                                                         x
                                                T
                  The capacity can be given by
                                                    P
                                                     T
                                        C = log I  +  N σ 2  HH H             (7.10)
                                              2
                                                     T
                    When the transmitter has CSI, the use of equal power allocation is
                  suboptimal. The optimal solution can be obtained by applying the water-
                                                                                  10
                  filling principle. In order to maximize Eq. 7.11, R′ x,ii  must be diagonal.
                  Capacity is given by
                                                             2
                                                 N R      S R′   
                                                                ,
                                   C =    max    ∑ log 2  1 +  ii  x ii       (7.11)
                                                          σ 2 2  
                                        x ∑
                                        ′
                                       R :  R′ x ii ≤ P  =i  1
                                               T
                                             ,
                                         i     
                  where R′ x,ii  represents the optimal transmit power on the i th  unencoded
                  stream and S  is the power gain of the i th  eigenchannel. The values of R′ x,ii
                              2
                              ii
                  that maximize Eq. 7.11 can be determined using Lagrange multipliers
                  to obtain the water-filling solution. 9−12  This method allocates power to
                  the high-gain channels and generally does not use weaker channels.
                  7.2.2.3  Antenna Effects on MIMO Capacity  Antenna properties, such as
                  impedance matching, pattern, polarization, array configuration, and
                  mutual coupling affect the correlation. Angle (pattern) diversity occurs
                  when  the  antennas  have  distinct  radiation  patterns.  Large  capac-
                  ity gains are possible when the element patterns are appropriately
                  designed to minimize the correlation. Also, by directing the majority
                  of the radiation in the direction where most of the multipath compo-
                                                                      13
                  nents are concentrated, higher capacity can be achieved.  The correla-
                                                                               14
                  tion can be calculated from the S-parameters according to Eq. 7.12  or
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