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 Encyclopedia of Physical Science and Technology  EN012C-568  July 26, 2001  15:32






               82                                                                               Photoelectron Spectroscopy


                                                                 B. Energy Band Mapping
                                                                 The quadratic relation between energy and momentum
                                                                 that holds for a free electron is no longer valid in a crys-
                                                                 talline solid, where the electron moves under the influence
                                                                 of the periodic lattice potential. The relation between elec-
                                                                 tron energy and electron momentum along certain direc-
                                                                 tions within the Brillouin zone is called the “band struc-
                                                                 ture”ofthesolid.Angle-resolvedPESispresentlytheonly
                                                                 method that allows an experimental determination of the
                                                                 band dispersion (the relation between energy and momen-
                                                                 tum) of occupied bands that do not lie close to the Fermi
                                                                 energy. This capability is due to the fact that the photon
                                                                 adds only negligibly to the electron momentum. Because
                                                                 of momentum conservation, the momentum of the created
                                                                 photoelectron (p PE ) is the same as that of the electron in
                                                                 the initial state band (p i ). The simultaneous fulfillment of
                                                                 energy conservation

                                                                                  E kin = hν − E B          (20)
                                                                 and momentum conservation

                                                                                     p PE = p i             (21)
                                                                 has consequences that can be understood from the simpli-
               FIGURE 21 UPE spectra for (a) trans-stilbene, (b) trans-p-  fied band structure shown in Fig. 23. As usual for band
               methoxystilbene, and (c) trans-p,p -dimethoxystilbene.  structures, the wave vector k = p/π instead of the mo-

                                                                 mentum is drawn at the abscissa. To a first approximation,
                                                                 the emitted photoelectron can be treated as a free electron,
               contributions at the para atoms (π 3 , π 4 and π 7 ) are shifted  which yields
               upward by nearly equal amounts. In contrast, the band            2        2        2 2
                                                                         E kin = p  2m = p  2m = π k /2m    (22)
                                                                                PE       i
               corresponding to the nearly degenerate orbitals π 5 and π 6
               moves very little.                                Thus, selecting a specific kinetic energy corresponds to
                 The spectra of our second example are shown in Fig. 22.  selecting a specific k value. All processes that lead to the
               Cyclohexene shows a well-separated band at the onset of  proper momentum must lie on a vertical line defined by
               the PE spectrum with a vertical ionization potential of  this k value. Conservation of energy [Eq. (20)] allows pho-
               9.1 eV. This band, which is not seen in cyclohexane, is  toemission to occur only in cases where the binding energy
               undoubtedly related to the π orbital of the double bond.  with respect to the vacuum level and the kinetic energy of
               In contrast to the bands at higher energies, the π ioniza-  the photoelectron add up to the excitation energy hν (see
               tion band exhibits vibrational fine structure due to a strong  Fig. 23). For a given h ν, photoemission is possible only for
               coupling of the ionization process to the C-C stretching  selected binding energies corresponding to a point within
               vibration of the double bond. In 1,4-cyclohexadiene we  a given band. When the excitation energy is changed, the
               find two bands at the beginning of the spectrum (VIPs 8.8  simultaneous fulfillment of energy and momentum con-
               and 9.8 eV) that must be attributed to ionizations from  servation selects other points within the band and peaks in
               the π system. At first thought, one expects only one band  the energy distribution curve will occur at other binding
               in 1,4-cyclohexadiene, since the two double bonds are  energies. An example of such a measurement is shown
               not conjugated. The splitting tells us that there is some  in Fig. 24, where photoemission from a Pt(111) surface
               interaction between the two nonconjugated π bonds. This  is studied in the valence region with excitation energies
               interaction can be caused either by direct overlap, result-  between 12.7 and 23.9 eV.
               ing from the nonplanar conformation of the system, or by  The analysis outlined above is complicated by the fact
               an interaction with σ bonds of appropriate symmetry. The  that for kinetic energies up to about 50 eV the created
               first type of interaction is called “through space” and the  photoelectron is not really a free electron. It is excited into
               second type “through bond” interaction. In order to dis-  a final state whose dispersion may deviate considerably
               tinguish between these two types of interactions a careful  from the parabolic form of Eq. (22). A second type of
               theoretical analysis is necessary.                complication results from the fact that, to be measured,
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