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               502                                                                            Gene Expression, Regulation of


               the human genome suggests a total gene number slightly  tion of eukaryotic genes encode for multiple proteins (see
               more than 20,000. Although this estimate may be too low,  Section V).
               it appears unlikely, based on other measurements, that the
               number of genes in humans will exceed 50,000. At a first,
               and even a second, glance this small difference in the num-  II. DEFINITION OF A
               ber of genes makes it difficult to understand why humans  TRANSCRIPTION UNIT
               and bacteria are so different from each other.
                 The past decade has seen an explosive increase in in-  A transcription unit represents the combination of regu-
               formation about regulation of gene expression. This re-  latory and coding DNA sequences that together make up
               view summarizes some of the general themes that have  an expressible unit, whose expression leads to synthesis
               emerged. It is focused on expression of protein-encoding  of a gene product that often is a protein but also may be
               genes in higher eukaryotes. At appropriate places a com-  an RNA molecule. In prokaryotes, proteins in a specific
               parison with gene expression in prokaryotes is made in an  metabolic pathway are often encoded by genes that are
               attempt to highlight similarities and to show differences  clustered and transcribed into one polycistronic mRNA.
               that might provide some answers to how mechanistic dif-  A polycistronic mRNA encodes for multiple proteins. In
               ferences in the regulation of genes may provide at least  such mRNAs, ribosomes are recruited to internal transla-
               part of the solution of to how a complex organism like  tional initiation sites through an interaction between the
               humans may have arisen without an enormous increase in  16S ribosomal RNA and the so-called Shine–Delgarno se-
               the number of genes compared to prokaryotes.      quence located immediately upstream of the translational
                                                                 start codon that is used to initiate protein synthesis.
                                                                   In eukaryotes, in contrast, the primary transcrip-
               I. INTRODUCTION                                   tion product is a precursor-RNA that undergoes several
                                                                 posttranscriptional maturation steps before it is trans-
               Expression of the genetic information has been summa-  ported to the cytoplasm and presented to the ribosomes.
               rized in the so-called central dogma, which postulates that  Thus, the 5 end of the pre-mRNA is capped early after

               the genetic information in a cell is transmitted from the  transcription initiation by addition of an inverted methy-
               DNA to an RNA intermediate to protein. A major differ-  lated guanosine nucleotide (the m7G-cap), the pre-mRNA
               ence between simple and complex organisms is the exis-  is cleaved at its 3 terminus, and an approximately 250-

               tence of a cell nucleus. Thus, prokaryotes, which include  nucleotide poly(A) tail is added posttranscriptionally; fi-
               the bacteria and the blue-green algae, do not have a nu-  nally, the pre-mRNA is spliced to remove the interven-
               cleus, whereas eukaryotes, which include animals, plants,  ing intron sequences, and thus form the spliced mRNA
               and fungi, have cells with a nucleus that encapsulates the  which is transported to the cytoplasm. These posttran-
               DNA. The basic mechanisms to regulate gene expression  scriptional processing events give eukaryotes a unique,
               in eukaryotes and prokaryotes are very similar, although  very important level to control gene expression (see Sec-
               eukaryotes generally use more sophisticated methods to  tion V.). Furthermore, a eukaryotic mRNA usually is func-
               squeeze out more information from the DNA sequence. In  tionally monocistronic. This means that even if the mRNA
               prokaryotes on–off switches of transcription appear to be  encode for multiple open translational reading frames, the
               the key mechanism to control gene activity, although other  open reading frame closest to the 5 end of the mRNA

               mechanisms also contribute to the control of gene expres-  is typically the only one translated into protein. This re-
               sion: transcriptional attenuation, transcriptional termina-  sults from the fact that the eukaryotic ribosome recognizes

               tions,andposttranscriptionaleffects.Ineukaryotessimilar  the mRNA by binding to the modified 5 end of a mRNA
               mechanisms are in operation. However, a key difference  (recognizing the cap nucleotide), whereas prokaryotic ri-
               between prokaryotes and eukaryotes is the extensive use  bosomes recognizes internal Shine–Delgarno sequences
               of RNA processing to generate a mature mRNA. Thus,  in the polycistronic mRNA.
               eukaryotic genes are encoded by discontinuous DNA seg-  Transcription involves synthesis of an RNA chain that
               ments that require a posttranscriptional maturation to pro-  is identical in sequence to one of the two complemen-
               duce a functional mRNA. As will be discussed later in  tary DNA strands. DNA sequence elements upstream of
               this review, the requirement for RNA splicing may be  the initiation site for transcription make up the promoter
               a key to the development of a highly differentiated or-  that binds the RNA polymerase responsible for synthesis
               ganism like humans. The general postulate that one gene  of the precursor-RNA. Transcription can be subdivided
               makes one protein was derived from genetic studies of  into at least three stages: (1) initiation, which begins by
               bacteriophages and does not apply to higher eukaryotes.  RNA polymerase binding to the double-stranded DNA
               Because of alternative RNA processing events a large frac-  molecule and incorporation of the first nucleotide(s); (2)
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