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4      Unit Process Principles








            This chapter outlines the spectrum of unit processes and  organics, Giardia lamblia cysts, and various disinfection by-
            associated technologies that are available for water treatment.  products. Not only were new contaminants included, but the
            The themes of ‘‘transport’’ and ‘‘sinks’’ are described, as is the  traditional contaminants had lower limits. All of this meant
            notion of a ‘‘reactor.’’ The materials balance principle is the  that new treatment technologies had to be explored and the
            basis for modeling a reactor. The materials balance principle  traditional ones had to perform to achieve lower effluent
            is the foundation for much of what follows in later chapters,  concentrations and perform more reliably. For example, to
            for example, for those that deal with fluidized-bed and  handle disinfection by-products, the idea of ‘‘enhanced coagu-
            packed-bed reactors.                               lation’’ was proposed. While this is merely using higher
                                                               dosages of alum or ferric coagulant to react with the natural
            4.1 UNIT PROCESSES                                 organic matter (NOM), it might be considered as a variation in
                                                               the established technology. Other technologies that have been
            The unit processes for water treatment number only 10–15,  explored include granular activated carbon (GAC), biofilters,
            depending upon how they are categorized and counted (see,  and nanofiltration membranes. Thus, there is nothing ‘‘set in
            e.g., Section 1.1, Table 1.1, Table 3.1). Under each of the unit  concrete’’ about which unit processes are most appropriate.
            processes there are several categories and under the categories  In some cases there may be two or three alternatives in the
            there may be numerous technologies. As with contaminants,  selection of a unit processes for a treatment train. In the
            there are different ways to categorize. The categorization used  treatment of municipal drinking water, for example, rapid
            for this chapter is based upon unit processes.     filtration has been traditional in the United States, since
                                                               about 1910. Other processes that may work include slow
            4.1.1 SPECTRUM OF UNIT PROCESSES AND TECHNOLOGIES  sand filtration, diatomaceous earth filtration, and microfiltra-
                                                               tion. The selection depends upon the ‘‘context’’ (see Box 1.1).
            Table 4.1 (an expansion of Table 3.1) lists unit processes in
                                                               In addition to technical considerations such as water quality,
            the left-hand column. As noted, there are only about 15. The
                                                               effluent or drinking water standards, flow, etc., the context
            respective principles operative for each unit process are indi-
                                                               includes such factors as population served, location (e.g.,
            cated in the second column. The third column lists the several
                                                               urban or rural), proximity to supplies, operating and mainten-
            categories for a given unit process. The fourth column lists
                                                               ance costs, financing capacity of the community, political
            technologies that implement the unit processes; the list is not
                                                               factors, operator capabilities, etc. The ‘‘form,’’ that is, the
            inclusive. A fifth column, if added, could list the variations for
                                                               treatment train selected, should ‘‘fit’’ the context.
            each technology. For example, under settling tanks, there are
            rectangular tanks, upflow tanks, center feed circular tanks,
                                                               4.2 PRINCIPLES
            peripheral feed circular tanks, etc. Also, manufacturers have
            developed their own variations for implementing each tech-  Two themes are common to most unit processes: (1) a ‘‘sink’’
            nology.                                            of some sort, and (2) transport to the sink. This section
                                                               summarizes these ideas. They are amplified further in the
                                                               unit process chapters.
            4.1.2 MATCHING UNIT PROCESS WITH CONTAMINANT
            Some words should be said about the match between contam-
                                                               4.2.1 SINKS
            inants to be treated and the unit processes that could do the
            job. A tabular array could be developed with contaminants as  A ‘‘sink’’ is a site within a unit process where something
            rows and processes and technologies as columns. The cells of  ‘‘happens,’’ for example, where a contaminant is removed. To
            the matrix would indicate the extent to which a given tech-  illustrate, a sink may be a surface where a particle settles, an
            nology could treat the contaminants listed in the rows. Usu-  adsorption site within a particle of activated carbon, a surface of
            ally, there is more than one unit process that may treat,  granular media to which particles bond, or the multitude of
            economically, a given contaminant. In some cases, laboratory  microlocales within a reactor where two reactants collide by
            testing followed by a pilot plant study is required.  turbulence or molecular diffusion and a reaction occurs.
                                                                  The kinetics of the reaction, that is, its rate, depends upon
            4.1.2.1  Contextual Changes and New Treatment      the rate of transport to the sink or the rate of the reaction. One
                    Demands                                    or the other is rate limiting. Generally, the rate limiting mech-
            Since the 1974 Safe Drinking Water Act, the number of  anism is the rate of diffusion, which is a transport process,
            regulated contaminants has expanded to include synthetic  rather than the rate of reaction.

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