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494  16 The Anode/Electrolyte Interface

                      In general, lithium-ion batteries are assembled in the discharged state. That
                    is, the cathode, for example, Li 1 CoO 2 , is fully intercalated by lithium, while the
                    anode (carbon) is completely empty (not charged by lithium). In the first charge
                    the anode is polarized in the negative direction (electrons are inserted into the
                    carbon), and lithium cations leave the cathode, enter the solution, and are inserted
                    into the carbon anode. This first charge process is very complex. On the basis of
                    many reports it is presented schematically [6, 72, 75] in Figure 16.5. The reactions
                    presented in Figure 16.5 are also discussed in Sections 16.2.1, 16.2.2, and 16.3.5.
                      At the electrode surface there is competition among many reduction reactions,
                    the rates of which depend on i 0 and overpotential η for each process. Both i 0
                    and η depend on the concentration of the electro-active materials (and on the
                    catalytic properties of the carbon surface). However, the chemical composition of
                    the SEI is also influenced by the solubility of the reduction products. As a result,
                    the voltage at which the SEI is formed (V SEI ) depends on the type of carbon, the
                    catalytic properties of its surface (ash content, type of crystallographic plane, basal
                    to edge planes ratio), temperature, concentrations, and types of solvents, salts and
                    impurities, and current density. For lithium-ion battery electrolytes, V SEI is typically
                    in the range 1.7−0.5 V (Table 16.2) vs LiRE, but it continues to form down to 0 V.
                    In some cases, ε F is less than 100% in the first few cycles [76]. This means that the
                    completion of SEI formation may take several charge–discharge cycles. Table 16.2







                              Li + solv  Li + solv  Undesirable reaction



                              Li +   Li + solv  desired reaction

                                                                      diffusion
                                   e −  solv  Soluble products,partial reduction
                                            Insoluble products (Li 2 CO 3 )

                                    S.E.I  Precipitation
                                                 O
                                         LiF,LiCl,Li 2
                                   e −  salt anions
                                   e −
                                        solvents    Polymerization



                    Figure 16.5  The complexity of the first intercalation process
                    into graphite (after Refs [6, 23]).
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