Page 131 - Carbon Nanotubes
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ELECTRONIC PROPERTIES OF CARBON NANOTUBES:
                                     EXPERIMENTAL RESULTS

                             J.-P.  ISSI,’ L. LANGER,’ J. HEREMANS? and C.  H. QLK~
                          ‘Unite PCPM, Universitt  Catholique de Louvain, Louvain-la-Neuve,  Belgium
                         2General Motors Research and Development Center, Warren, MI 48090, U.S.A.
                                  (Received 6 February  1995, accepted  10 February 1995)
                 Abstract-Band  structure calculations show that carbon nanotubes exist as either metals or semiconduc-
                 tors, depending on diameter and degree of  helicity. When the diameters of the nanotubes become com-
                 parable to the electron wavelength,  the band structure becomes noticeably  one-dimensional.  Scanning
                 tunneling microscopy and spectroscopy data on nanotubes  with outer diameters from 2 to 10 nm show
                 evidence of onedimensional behavior: the current-voltage characteristics are consistent with the functional
                 energy dependence of the density-of-states in 1D systems. The measured energy gap values vary linearly
                 with the inverse nanotube diameter. Electrical resistivity and magnetoresistance measurements have been
                 reported for larger bundles, and the temperature dependence of the electrical resistance of z single micro-
                 bundle was found to be similar to that of graphite and its magnetoresistance was consistent with the for-
                 mation of Landau levels. Magnetic susceptibility data taken on bundles of  similar tubes reveal a mostly
                 diamagnetic behavior. The susceptibility at fields above the value at which the magnetic length equals the
                 tube diameter has a graphite-like dependence on temperature and field. At low fields, where electrons sari.-
                 ple the effect of  the  Finite tube diameter,  the susceptibility has a much more pronounced  temperature
                 dependence.
                 Key W70rds--Carbon  nanotubes,  scanning tunneling microscopy, spectroscopy, magnetoresistance,  elec-
                 trical resistivity, magnetic susceptibility.
                        1.  INTRODUCTION              perimental challenges result from the fact that tubes
                                                      are often produced in bundles, so that obtaining data
           The existence of  carbon  nanotubes  with  diameters  on single, well-characterized tubes  has not yet  been
           small compared to the de Broglie wavelength has been  achieved. We review here some experimental observa-
           described by Iijima[l,2,3] and others[4,5]. The energy  tions  relevant to the electronic structure of  individ-
           band structures for carbon nanotubes have been cal-  ual nanotubes or on bundles of nanotubes: combined
           culated  by  a number  of  authors and the results are  scanning  tunneling  microscopy  and  spectroscopy,
           summarized in this issue by M.S. Dresselhaus, 6. Dres-  temperature-dependent  resistivity, magnetoresistance
           selhaus, and R.  Saito. In short, the tubules  can  be  (MR), and magnetic susceptibility.
           either metallic or semiconducting, depending on the
           tubule diameter  and chirality[6,7,8]. The calculated
           density  of  states[8] shows  I/(KEj)’’’  singularities   2.  SCANNING TUNNELING
           characteristic of one-dimensional (1D) systems. The   SPECTROSCOPY STUDIES
           separation between the singularities around the Fermi   Scanning tunneling spectroscopy (STS) can, in prin-
           energy is the energy gap for the tubes that are semi-  ciple, probe the electronic density of states of a single-
           conducting, and scales linearly with the inverse of the   wall nanotube, or the outermost cylinder of a multi-wall
           tube outer diameter[7,8]. This contrasts with the case  tubule, or of a bundle of tubules. With this technique,
           of  a rod-shaped quantum wire, for which the gap is  it is further possible to carry out both STS and scan-
           expected to scale with the inverse square of the diam-  ning tunneling microscopy (STM) measurements at the
           eter. The relevant energy scale for the gap in carbon  same location on the same tubule and, therefore, to
           nanotubes is the nearest-neighbor overlap integral in   measure the tubule diameter concurrently with the STS
           graphite (3.14 eV)[9]. This makes room-temperature   spectrum. No reports have yet been made of a deter-
           observation of the quantum size effects, in principle,   mination of the chiral angle of a tubule with the STM
           possible in nanotubes with diameters in the nm range,   technique.  Several groups have, thus far, attempted
           because the sublevel energy separations are of the or-  STS studies of individual tubules.
           der of  1 eV.                                The first report of current-voltage (I-V) measure-
             Experimental measurements to test these remark-  ments by Zhang and Lieber[lO] suggested a gap in the
           able theoretical predictions of the electronic structure   density of states below about 200 MeV and semicon-
           of carbon nanotubes are difficult to carry out because  ducting  behavior  in the smallest of  their  nanotubes
           of the strong dependence of the predicted properties   (6 nm diameter). The study that provides the most de-
           on tubule diameter and chirality. Ideally, electronic or  tailed test of the theory for the electronic properties
           optical measurements should be made on individual  of the 1D carbon nanotubes, thus far, is the combined
           single-wall nanotubes  that  have  been  characterized   STM/STS study by Olk and Heremans[ 111, even though
           with regard to diameter and chiral angle. Further ex-  it is  still preliminary.  In this  study, more than nine

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