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6 DESIGN OF NANOPARTICLES FOR ORAL DELIVERY OF PEPTIDE DRUGS                  APPLICATIONS
                  injections, often leading to the poor patient compli-  location with a range of 1–400  m (the average thick-
                  ance. Alternatively, oral drug delivery offers painless  ness is around 200 m) [9]. Mucus consists of non-
                  (non-invasive), self-administrable, inexpensive and  mucin components and mucin.  The non-mucin
                  convenient usage, and thus can be expected as a  components are IgA antibodies, enzymes, surfactants
                  patient-friendly dosing system. Considerable research  and free lipids. Mucin is defined as the stainable
                  efforts have been thus invested in the development of  component of mucus.  The major macromolecular
                  oral drug delivery systems. Above all, use of particu-  component of mucin is a group of high-molecular
                  late carriers, especially ‘nanoparticulate’ carriers has  weight glycoproteins; the polydisperse glycoprotein
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                  attracted much attention in the pharmaceutical field  has a molecular weight in excess of 2 	 10 kDa, but
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                  since the late 1970s in advance of recent progress on  can range from 2 	 10 to 15 	 10 kDa. Most mucus
                  nanotechnologies [1–4].                        glycoproteins carry a net negative charge due to the
                                                                 presence of sialic acids and ester sulfates at the termi-
                  1. Particulate design and functions            nus of some sugar units. The brash border membrane
                                                                 is composed of epithelial monolayer of absorptive ente-
                  Principal functions required for nanoparticles as a  rocytes that are conjugational through tight junctions.
                  carrier of oral peptide delivery are summarized in Fig.  In addition, solitary lymphoid nodules are widespread
                  6.1. Two major functions for the successful oral pep-  along the entire intestine as oval aggregates in the
                  tide delivery are discussed below.             antimesometrial gut wall, the so-called Peyer’s patches
                                                                 [3]. The epithelial part of Peyer’s patches is composed
                  (1) Drug loading                               of highly specialized enterocytes, the membranous
                  Loading of peptide drugs into carriers should be car-  microfold (M) cells, having a function to collect vari-
                  ried out so as to make the loading efficiency and the  ous antigens from the gastrointestinal surface.
                  content high enough to ensure the therapeutic efficacy  In order to overcome these physiological and mor-
                  while it should not affect the chemical stability of  phological barriers against peptide delivery, two pos-
                  peptide drugs (Fig. 6.1). The loading procedures can  sible approaches have been considered. One is to
                  be classified into two categories, i.e., peptides can be  provide muco-penetrative and/or muco-adhesive
                  loaded during (in situ loading) or after the preparation  properties to drug carriers for prolonging their resi-
                  of carriers (pro-loading).  The in situ loading often  dence time at the absorption site. The particles with
                  provides high drug content, while attention must be  smaller size are likely to be diffusive in the mucus
                  paid to a possible denaturation of peptide drugs if  layer much higher, provided that diffusion of the par-
                  preparation conditions of the carriers require the use  ticles in the mucus layer obeys the Stokes–Einstein
                  of organic solvents (or even aqueous solvents with  equation. Compared with the microparticles, there-
                  large alteration of pH), high temperatures and/or high  fore, the nanoparticles can penetrate into the deeper
                  share forces. In contrast, the pro-loading is usually  zone of the mucus layer [10–12]. This is one of major
                  accomplished by simple soaking of the carrier into an  reasons why nanoparticulate drug carriers have been
                  aqueous peptide solution, so that it may have an abil-  attracted much attention for the purpose of oral pep-
                  ity to stably load the drug under a relatively mild con-  tide delivery. Modification of nanoparticle surface
                  dition. Nevertheless, the loading efficiency and/or the  with muco-adhesive components may lead to further
                  drug content may be limited to a certain extent if sim-  prolongation of the residence time at the absorption
                  ple equilibrium partitioning without specific interac-  site. Drug release from the nanoparticles at the epithe-
                  tion between the drug and the carrier takes place.  lial cell lining followed by penetration of the nanopar-
                                                                 ticles into the depths of the mucus layer can give rise
                  (2) Behaviors of nanoparticles in the gastrointestinal tract  to high drug concentration gradient across the intes-
                  Orally administered nanoparticulate carriers should  tinal membrane, possibly leading to the increased
                  have an ability to protect the loaded peptides from the  drug absorption by passive diffusion.  Alternative
                  digestive enzymes, such as pepsin, in the stomach  approach is to directly traverse the nanoparticles
                  with acidic conditions while they do not release the  themselves to the blood stream through the intestinal
                  loaded peptides (Fig. 6.1). Followed by passing  membrane. This approach makes it possible to protect
                  through the stomach, the nanocarriers reach the small  peptide drugs from proteolytic degradation by diges-
                  intestine that is a major absorption site for peptide  tive enzymes such as trypsin and chemotripsin exist-
                  drugs. Here, two major biological barriers for the  ing in the intestinal mucus layer. The nanoparticulate
                  drug absorption exist, i.e., the brush border mem-  carriers used for this purpose must be constructed
                  brane and mucus layer. Mucus is a fully hydrated vis-  with biocompatible and/or biodegradable materials
                  coelastic gel (water occupies almost 95% of the  since they are absorbed into the body. As transport
                  contents under nonpathological conditions) overlying  pathways through the intestinal membrane, three pos-
                  epithelial cell surfaces as a continuous gel blanket  sible routes have been suggested: (1) uptake by the
                  [5–7]. Its neo-genesis continuously takes place with  Peyer’s patches, (2) gap between epithelial absorptive
                  relatively rapid turnover rate [8].  The thickness of  enterocytes (paracellular route), (3) uptake by absorp-
                  human mucus varies depending on the anatomical  tive enterocytes (transcellular route) [3].  There are

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