Page 58 - Semiconductor For Micro- and Nanotechnology An Introduction For Engineers
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Elastic Properties: The Stressed Uniform Lattice
                Linearized
                Potential    To illustrate the derivation of the elastic energy in terms of the strain and
                             the elastic constants of the crystal, we will use an interatomic potential
                Energy
                             that only involves two-atom interactions. For a more general derivation,
                                                                           i
                             see e.g. [2.1]. Denote the relative vector position of atom   by u  , and its
                                                                                i
                             absolute position by r =  R +  u  , where R   localizes the regular lattice
                                              i    i   i        i
                             site. For a potential binding energy  E   between a pair of atoms as
                             depicted in Figure 2.17 (II), we form the potential energy of the whole
                             crystal with
                                      N   N              N  N
                                    1                  1
                                U =  --- ∑ ∑  E r –(  i  r ) =  --- ∑ ∑  E R –(  i  R +  u –  u )
                                                  j
                                                                      j
                                                                         i
                                                                             j
                                    2                  2
                                      i =  1  j =  1    i =  1  j =  1
                                                                               .  (2.14)
                                                  N  N
                                                1
                                             =  --- ∑ ∑  E R +(  ij  u )
                                                               ij
                                                2
                                                 i =  1  j =  1
                             where  R =  R –  R j   and u =  u –  u j  . The factor 12⁄   arises because
                                                         i
                                                   ij
                                         i
                                    ij
                             the double sum counts each atom pair twice. We expand the energy about
                             the lattice site R ij   using the Taylor expansion for vectors
                                                               1       2
                                                         (
                                                                         (
                              (
                                           (
                             E R +  u ) =  E R ) +  ( u ⋅  ∇)E R ) +  --- u ⋅(  ∇) E R ) +  …  (2.15)
                                 ij  ij      ij    ij       ij     ij       ij
                                                               2
                             because of the assumption that the atom displacements  u i   and hence
                                                                     n
                                                                        (
                             their differences u ij   are small. The terms  u ⋅(  ij  ∇) E R )   must be read
                                                                          ij
                             as  u ⋅(  ij  ∇) n   operating  n   times on the position-dependent energy  E
                             evaluated at the atom position R ij  . Applying (2.15) to (2.14) we obtain
                                           N  N           N  N
                                         1              1
                                                                      (
                                                  (
                                    U =  --- ∑ ∑  E R ) +  --- ∑ ∑  u •  ∇ E R )
                                                    ij
                                                                 ij
                                                                        ij
                                         2              2
                                          i =  1  j =  1  i =  1  j =  1
                                                                                  (2.16)
                                             N   N
                                           1              2
                                                             (
                                                           (
                                          +  --- ∑ ∑  ( u •  ∇) E R )) +  …
                                                     ij
                                                               ij
                                           4
                                             i =  1  j =  1
                             The first term in (2.16) is a constant for the lattice, and is denoted by U  .
                                                                                     o
                             The second term is identically zero, because the energy gradient is evalu-
                             ated at the rest position of each atom where by definition is must be zero
                             Semiconductors for Micro and Nanosystem Technology      55
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