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 Encyclopedia of Physical Science and Technology  EN012C-568  July 26, 2001  15:32






               58                                                                               Photoelectron Spectroscopy


               Before photoionization takes place, the system is in a well-  scale for the binding energy at the bottom. The binding
               defined electronic state, usually the electronic ground state  energy scale is obtained from the kinetic energy scale by
               M 0 , the initial state of the photoemission process. Irra-  means of Eq. (2). It must be kept in mind, however, that
                                                                                                   −
               diation of the system with radiation of sufficiently high  the quantity originally measured is E kin (e ), even when
               energy hν leads to the ejection of a photoelectron. The  only a scale for E B  is shown. The scales in Fig. 1 run in
                    +
               ion M that is created by this process is again in a well-  different directions for different examples. This is not a
                                    +
               defined electronic state M which is the final state of the  mistake but is due to different presentations of PE spec-
                                    i
                                                          +
               photoemission process. In general, the lifetime of M is  tra in the literature. Some researchers show values of the
                                                         i
                                                                                      −
               long enough to prevent successive changes in the ion state  measured quantity E kin (e ) increasing from left to right,
               from influencing the kinetic energy of the photoelectron.  which results in the scale for E B running from right to left.
                                                         +
               The final state is either the electronic ground state M or,  This kind of display is especially common for PE spectra
                                                         0
               provided hν is sufficiently high, an electronically excited  of solid surfaces. Others are interested mainly in E B ,so
               state of the ion. From conservation of energy it follows that  they draw the E B scale with increasing energies from left
                                                                                               −
                                                                 to right. Sometimes only the E kin (e ) scale or only the
                      +
                  E(M ) − E(M 0 ) + E kin (e ) + E kin (M ) = hν  (1)
                                       −
                                                 +
                      i                                           E B scale is provided. As far as possible we will show both
                                   +
               where E(M 0 ) and E(M ) are the energies of the initial  scales throughout this article, but when using spectra from
                                  i
                                                           +
                                               −
               and final states, respectively, and E kin (e ) and E kin (M )  the literature one should always be aware of the scale used.
               are the kinetic energies of the electron and of the ion.  Figure 1 gives a first impression of different types of PE
                                  +
               Since E kin (e )/E kin (M ) is determined by the mass  spectra. From Eq. (2) we expect photoelectrons to appear
                          −
               ratio m(M )/m(e ), E kin (M ) can be neglected in most  only at kinetic energies that correspond to a certain final
                              −
                                      +
                        +
                                                                        +
               applications. This leads to                       state M . We therefore expect a PE spectrum to consist
                                                                       i
                                                                 of lines with widths defined by some experimental param-
                                +
                                                      −
                    E B (i) = E(M ) − E(M 0 ) = hν − E kin (e )  (2)  eters. This is the result observed for neon (Fig. 1a). For
                                i
               where E B (i) is called the “binding energy.” To avoid  molecules, vibrational and rotational states are coupled to
               confusion, this expression is used throughout this article.  the electronic states and, as in optical spectroscopy, band
               However, specifically in connection with the investigation  spectra are obtained (Fig. 1b). In this case we speak of pho-
                                                   +
               of free molecules, the energy difference E(M ) − E(M 0 )  toemission bands rather than photoemission lines. With
                                                   i
               is also referred to as the “ionization energy” or “ionization  the exception of the technique discussed in Section I.I, the
               potential.”                                       resolution achievable in PES is much lower than in opti-
                 If the excitation energy hν is known, Eq. (2) allows  cal spectroscopy (Section III.B). If the sample is a solid
               determination of E B (i) from the kinetic energy of the cre-  (Fig. 1c), each band or line is preceded by a tail extending
               ated photoelectrons. Photoelectron spectroscopy (PES) is  towardlowerkineticenergies.Forlowkineticenergiesthis
               basically the measurement of the kinetic energy of pho-  leads to a considerable background. The tails are due to
               toelectrons with the goal of deriving information about  inelastic scattering of the photoelectrons within the solid.
               binding energies. This definition distinguishes PES from  The progress achieved with PES results from the fact
               other methods in which photoionization is used mainly for  that it is an energy-resolved method. Older methods for the
               detection (e.g., laser-induced multiphoton ionization) and  determination of binding energies were mainly based on a
               not for determining binding energies.             measurement of the photoionization current and depended
                                                                 on a variable excitation energy. For a given excitation en-
                                                                 ergy E a the photoionization current is proportional to the
               B.  Photoelectron Spectra
                                                                 integral over the PE spectrum from E B = 0to E B = E a .
               A photoelectron (PE) spectrum is the number of photo-  Even if a sufficiently variable source is available for ex-
                                            −
               electrons with kinetic energy E kin (e ) observed per unit  citation (which was not the case prior to the invention
               time, displayed as a function of kinetic energy. Three  of synchrotron radiation), an energy-resolved method is
               examples are shown in Fig. 1: The gas-phase spectrum  always preferable to an integral one. In an energy-resolved
               of neon excited with h ν = 1253.6 eV (Fig. 1a), the gas-  measurement, only electrons with a kinetic energy that
               phase spectrum of H 2 C O excited with hν = 21.2eV  falls in the window defined by the resolution of the ana-
               (Fig. 1b), and the solid-state spectrum of copper excited  lyzer contribute to the statistical noise, whereas in an inte-
               with h ν = 1486.7 eV (Fig. 1c). The meaning of the as-  gral method, all electrons with E kin ≤ E a contribute. The
               signments given in these spectra is explained below. In  older methods therefore permitted determination of only
               all three cases two energy scales are shown correspond-  the first or, under fortunate conditions, the first few binding
               ing to the IUPAC recommendations: The scale for the  energies. The photoemission processes leading to higher
               kinetic energy is given at the top of the spectrum and the  excited final states only became accessible with PES. In
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