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Thin-film Materials and Processes 51



           and it reduces the flux of particles to the substrate.  (Y b /Y a )(X a /X b ). A steady state situation develops and
           Lower flux means a lower deposition rate, but lower  composition remains unchanged.
           energy leads to less re-sputtering of the film. This
           re-sputtering can sometimes be very useful, and it
           will be discussed in the context of bias sputtering in  5.5 CHEMICAL VAPOUR DEPOSITION (CVD)
           Chapter 32.                                 In chemical vapour deposition (CVD), the source
             In contrast to evaporation, the energy flux to the  materials are brought in gas phase flow into the vicinity
           substrate surface can be substantial. This has both ben-  of the substrate, where they decompose and react to
           eficial and detrimental effects: loosely bound atoms  deposit film on the substrate. Gaseous by-products are
           (film-forming atoms as well as unwanted impurities)  pumped away, as shown schematically in Figure 5.5.
           will be knocked out, improving adhesion and mak-  There are various possible CVD reaction types.
           ing the film denser. But too high energies can cause
           damage to the film, the substrate and underlying struc-
           tures (thin oxide breakdown because of high volt-  pyrolysis  SiH 4 (g) → Si (s) + 2 H 2 (g)
           ages). There will always be some argon trapped in  reduction  SiCl 4 (g) + 2 H 2 (g) →
           the film but no effect is seen in the first approxima-      Si (s) + 4 HCl (g)
           tion.                                       hydrolysis  SiCl 4 (g) + 2 H 2 (g) + O 2 (g) →
             Sputtering yield (Y) is a number of target atoms        SiO 2 (s) + 4 HCl (g)
           ejected per incident ion. Sputtering yields of metals  compound  3 SiH 2 Cl 2 (g) + 4 NH 3 (g) →
           range from ca. 0.5 (for carbon, silicon and refractory  formation  Si 3 N 4 (s) + 6 H 2 (g) + 6 HCl (g)
           metals Ti, Nb, Ta, W) to 1 to 2 for aluminum and
           copper to 4 for silver at 1000 eV argon ion energy.  Decomposition of source gases is induced either
           Refractory metals have low sputtering yields, which is  by temperature (thermal CVD) or by plasma (plasma-
           the fundamental reason for lower deposition rates. In  enhanced CVD, PECVD). Thermal CVD processes take
           practice, there is another reason that further lowers the  place in the range 300 to 900 C (very much source gas
                                                                             ◦
           deposition rate: refractory metals tend to have higher  dependent), and PECVD processes at ca. 100 to 400 C,
                                                                                              ◦
           resistivity and thus lower thermal conductivity, which  typically at 300 C (Table 5.3). CVD reaction rates obey
                                                                   ◦
           means that high sputtering powers cannot be applied  Arrhenius behaviour, that is, exponentially temperature-
           to refractory sputtering targets. For heavy metals like  dependent. CVD processes are also complex from the
           tungsten and tantalum, sputtering yields are higher with  point of view of fluid dynamics.
           xenon and krypton: these heavy gases transfer energy  CVD of silicon on a single crystalline silicon wafer
           more efficiently to similar mass target atoms. However,  can result in a single-crystalline film. This is termed
           argon is almost exclusively used.           epitaxy and it is an important special case of thin-
             In alloy sputtering, the flux is enriched in the com-  film deposition. The next chapter is devoted to epitaxial
           ponent with higher yield (yields from alloys are even  deposition. Most deposition processes lead to amorphous
           less accurately known than yields from elemental solids;  or polycrystalline films.
           elemental solid yields are used as approximations).  Silicon dioxide can be deposited by many reactions.
           The proportion of components in the sputtered flux is  Gaseous reactants form a solid film on the wafer and
           (Y a /Y b ) (X a /X b ) (X i s are the concentration propor-  gaseous by-products are pumped away.
           tions in target: X a + X b = 1). Because matter is con-
           served, the target is enriched in the other component:  SiH 4 (g) + 2N 2 O (g) −→ SiO 2 (s) + 2H 2 (g) + 2N 2 (g)

                                         Gas phase reaction &  Desorption
                         Source gas      diffusion               Pump away
                         flows

                                             Surface reaction and film growth



                                            Substrate
           Figure 5.5 CVD process: both gas phase transport and surface chemical reactions are important for film deposition
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