Page 317 - Book Hosokawa Nanoparticle Technology Handbook
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FUNDAMENTALS                            CH. 5 CHARACTERIZATION METHODS FOR NANOSTRUCTURE OF MATERIALS
                  such materials generally give rise to unwanted shifts
                  of the energy spectrum because the electric potential  Photoelectrons         Photons (h	)
                  of the sample surface tends to be hiked due to charge-  h	 - E b
                  up of the surface by the electron emissions from the  h	 - E  - dE
                                                                       b
                  sample and the determination of the Fermi level tends
                  to become indefinite due to insufficient electric con-
                  tact of the surface to the XPS system.         Electron escape
                    Dependence of binding energy for electrons in    depth
                  core levels (K, L, and M shells) is shown roughly in
                  Fig. 5.3.22 [1, 2] as a function of the atomic number
                  Z of elements. The binding energy generally increases  Electorn energy
                  with increasing atomic number Z of elements, being  loss (dE)
                  roughly proportional to the square of the atomic num-  Figure 5.3.23
                  ber. The characteristic combinations of the binding  Behaviors of photoelectrons in solid.
                  energies, which are unique to each element, provide
                  significant advantage of XPS analysis for direct iden-
                  tification of elements, in which discrimination of ele-  an atom in the solid suffers energy loss due to elastic
                  ments can be easily performed even for neighbor  and non-elastic collisions with electrons in the solid.
                  elements in the periodic table.                Therefore, one should note that the electrons that are
                    Furthermore, the exact binding energy of the photo-  detected in XPS measurements are only those origi-
                  electron depends not only upon the orbital level from  nated in the vicinity of the solid surface and actually
                  which the photoelectron is emitted, but also upon the  escaped into the vacuum of the instrument, as
                  local chemical state of the atom, which gives rise to  schematically illustrated in Fig. 5.3.23. The photoelec-
                  small shifts in the XPS peak positions in the spectrum,  trons that are emitted in the deeper region by the pen-
                  being so-called chemical shifts. The small changes in  etrated X-rays are either captured in various excited
                  the binding energy occur due to Coulomb interactions  states in the materials or lose significant energy even
                  between the photo-emitted electron and the ion core that  though they can escape from the solid surface.
                  is rearranged by the chemical bonding with the neighbor  The number of electrons that can escape from a
                  atoms and/or molecules in the solid. Therefore, informa-  region at a depth of x from the surface is known to
                  tion about the chemical states for the specific elements  decrease exponentially with increasing distance from
                  of interest can be analyzed by observation of the chem-  the surface according to exp( x/ ), where    is the
                  ical shifts. For example, the peak position of Si 2p spec-  mean free path of electrons for elastic and inelastic
                  trum, which is observed around 99 eV for Si–Si  collisions in the solid and the value gives rise to rough
                  bonding state, is known to shift to 103 eV when SiO 2  criterion of the electron escape depth. It is known that
                  bonding is formed [1].                         the mean free path of electrons in solid does not sig-
                    Next let us consider what kind of conditions are  nificantly depend upon elements; thus the depend-
                  required for photoelectrons to escape from the solid  ence of the mean free path as a function of the
                  surface into the vacuum. A photoelectron emitted from  electron energy is so-called “universal” curve [3] of
                                                                 the electron escape depth. The universal curve reveals
                                                                 that the mean free path takes a minimum value
                                                                 (0.5–1  nm) in the electron energy region of
                     10 5                                        50–100 eV, meanwhile the value at 1–2 keV region is
                                                                 1.5–2 nm. Here it is noted that the penetration depth
                                                    K            of soft X-ray radiation is much deeper than the value
                    Binding energy (eV)  10 3       L  M         magnitude. Thus the photoelectrons that can be meas-
                                                                 of this electron mean free path by several orders of
                       4
                                                                 ured in XPS analysis are limited to only those from
                                                                 the elements that are present within several nanome-
                                                                 ters of the sample surface and the X-ray penetration
                     10
                                                                 depth is substantially insignificant in terms of consid-
                                                                 ering the sensitive depth region.
                                                                  Furthermore, a non-destructive depth analysis in
                     10 2                                        the region of subnanometer to several nanometers can
                        1                10               100    be achieved by varying the escape angle of photo-
                                   Atomic number Z               electrons. Especially, when the XPS measurements
                                                                 are performed using a hard X-ray radiation beam
                  Figure 5.3.22                                  ( 10 keV) instead of the soft X-ray radiation in the
                  Binding energy of elements for K, L, and M shells as a  conventional XPS instruments, a non-destructive depth
                  function of atomic number.                     analysis in the region that is much deeper than those

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